GAN Limited Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 85 rows, 85 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-05-27: Reporting owner Nesset Endre; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-05-27: Reporting owner Nesset Endre; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-05-27: Reporting owner Nesset Endre; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-05-27: Reporting owner Nesset Endre; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-05-27 | Nesset Endre Officer (President, B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,321 0 owned after | $0.01 exercise price | 2025-05-27 | |
| 2025-05-27 | Nesset Endre Officer (President, B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,762 0 owned after | $0.01 exercise price | 2025-05-27 | |
| 2025-05-27 | Nesset Endre Officer (President, B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $0.01 exercise price | 2025-05-27 | |
| 2025-05-27 | Nesset Endre Officer (President, B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $0.01 exercise price | 2025-05-27 | |
| 2025-05-27 | Nesset Endre Officer (President, B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −83,430 0 owned after | $0.01 exercise price | 2025-05-27 | |
| 2025-05-27 | Roos Jan Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,303 0 owned after | $0.01 exercise price | 2025-05-27 | |
| 2025-05-27 | Roos Jan Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,318 0 owned after | $0.01 exercise price | 2025-05-27 | |
| 2025-05-27 | Roos Jan Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,123 0 owned after | $0.01 exercise price | 2025-05-27 | |
| 2025-05-27 | Roos Jan Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −68,492 0 owned after | $0.01 exercise price | 2025-05-27 | |
| 2025-05-27 | Roos Jan Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −59,747 0 owned after | $0.01 exercise price | 2025-05-27 | |
| 2025-05-27 | MCGILL SEAMUS M Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $1.06 exercise price | 2025-05-27 | |
| 2025-05-08 | Nesset Endre Officer (President, B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,873 6,321 owned after | $0.01 exercise price | 2025-05-09 | |
| 2025-05-08 | Nesset Endre Officer (President, B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,293 35,762 owned after | $0.01 exercise price | 2025-05-09 | |
| 2024-12-03 holding as of filing | Nesset Endre Officer (President, B2C) | 3/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.01 exercise price | 2024-12-03 | ||
| 2024-11-29 | Nesset Endre Officer (President, B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,386 9,194 owned after | $0.01 exercise price | 2024-12-03 | |
| 2024-11-29 | Nesset Endre Officer (President, B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,859 0 owned after | $0.01 exercise price | 2024-12-03 | |
| 2024-11-29 | Nesset Endre Officer (President, B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,290 47,055 owned after | $0.01 exercise price | 2024-12-03 | |
| 2023-08-01 | Roos Jan Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,747 59,747 owned after | $0.01 exercise price | 2023-08-30 | |
| 2023-08-01 | Nesset Endre Officer (President, B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,430 83,430 owned after | $0.01 exercise price | 2023-08-30 | |
| 2023-03-23 | Nesset Endre Officer (President, B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.01 exercise price | 2024-12-03 | |
| 2023-03-23 | Nesset Endre Officer (President, B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $0.01 exercise price | 2024-12-03 | |
| 2023-03-20 holding as of filing | Gardali Giuseppe Officer (President, B2B) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.66 exercise price | 2023-03-20 | ||
| 2023-03-20 holding as of filing | Gardali Giuseppe Officer (President, B2B) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $25.69 exercise price | 2023-03-20 | ||
| 2023-03-20 holding as of filing | Gardali Giuseppe Officer (President, B2B) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $25.33 exercise price | 2023-03-20 | ||
| 2022-12-09 holding as of filing | Nesset Endre Officer (President, B2C) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.43 exercise price | 2022-12-09 | ||
| 2022-12-09 holding as of filing | Nesset Endre Officer (President, B2C) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $17.89 exercise price | 2022-12-09 | ||
| 2022-12-09 holding as of filing | Nesset Endre Officer (President, B2C) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.01 exercise price | 2022-12-09 | ||
| 2022-12-09 holding as of filing | Nesset Endre Officer (President, B2C) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.01 exercise price | 2022-12-09 | ||
| 2022-08-30 | Smurfit Dermot S. Director, Officer (President, CEO) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 154,811 owned after | $1.31 exercise price | 2022-08-31 | |
| 2022-08-29 | Smurfit Dermot S. Director, Officer (President, CEO) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 304,811 owned after | $1.31 exercise price | 2022-08-31 | |
| 2022-04-27 | Roos Jan Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,276 0 owned after | $0.01 exercise price | 2022-06-09 | |
| 2022-04-27 | Roos Jan Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,318 16,318 owned after | $0.01 exercise price | 2022-06-09 | |
| 2022-04-27 | Karlsen Glenn Anders Officer (President B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −69,388 0 owned after | $0.01 exercise price | 2022-06-09 | |
| 2022-04-27 | Karlsen Glenn Anders Officer (President B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,277 57,277 owned after | $0.01 exercise price | 2022-06-09 | |
| 2022-04-27 | Karlsen Glenn Anders Officer (President B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −68,983 0 owned after | $0.01 exercise price | 2022-06-09 | |
| 2022-04-27 | Karlsen Glenn Anders Officer (President B2C) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,640 81,640 owned after | $0.01 exercise price | 2022-06-09 | |
| 2022-03-11 | Roos Jan Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,276 14,276 owned after | $0.01 exercise price | 2022-03-21 | |
| 2022-03-11 | Karlsen Glenn Anders Officer (CEO, Coolbet) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,388 69,388 owned after | $0.01 exercise price | 2022-03-21 | |
| 2022-03-11 | Karlsen Glenn Anders Officer (CEO, Coolbet) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,983 68,983 owned after | $0.01 exercise price | 2022-03-21 | |
| 2022-02-02 holding as of filing | Roos Jan Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $17.89 exercise price | 2022-02-02 | ||
| 2022-02-02 holding as of filing | Roos Jan Officer (Chief Technology Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Indirect · (m) | Holding | $15.61 exercise price | 2022-02-02 | ||
| 2022-01-25 | Roos Jan Officer (Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,303 37,303 owned after | $0.00 | 2022-02-07 | |
| 2021-11-22 holding as of filing | Arouh Michael Officer (Chief Legal Officer) | 3 | Employee stock option (right to buy) Derivative · Direct | Holding | $25.33 exercise price | 2021-11-22 | ||
| 2021-10-21 | Smurfit Dermot S. Director, Officer (President, CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,439 404,811 owned after | $1.31 exercise price | 2021-10-25 | |
| 2021-10-20 | Smurfit Dermot S. Director, Officer (President, CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250 411,250 owned after | $1.31 exercise price | 2021-10-22 | |
| 2021-09-07 | Knock Simon Officer (EVP, Chief Information Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,934 0 owned after | $1.54 exercise price | 2021-09-07 | |
| 2021-09-07 | Knock Simon Officer (EVP, Chief Information Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $3.66 exercise price | 2021-09-07 | |
| 2021-09-02 | Knock Simon Officer (EVP, Chief Information Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,066 24,934 owned after | $1.54 exercise price | 2021-09-03 | |
| 2021-05-12 | Knock Simon Officer (EVP, Chief Information Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $15.95 exercise price | 2021-05-13 | |
| 2021-05-04 | Karlsen Glenn Anders Officer (CEO, Coolbet) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,500 47,500 owned after | $17.89 exercise price | 2021-11-30 | |
| 2021-02-26 | Berman Jeffrey Bruce Officer (EVP, Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $25.33 exercise price | 2021-03-29 | |
| 2021-02-26 | Flores Karen Director, Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,000 135,000 owned after | $25.33 exercise price | 2021-03-29 | |
| 2021-02-26 | Knock Simon Officer (EVP, Chief Information Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $25.33 exercise price | 2021-03-29 | |
| 2021-02-26 | MCTAVISH TODD F Officer (EVP, CLO & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,500 58,500 owned after | $25.33 exercise price | 2021-03-29 | |
| 2021-02-26 | Smurfit Dermot S. Director, Officer (President, CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +162,000 162,000 owned after | $25.33 exercise price | 2021-03-29 | |
| 2021-02-26 | Ryan Donald Richard Officer (EVP, Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +126,000 126,000 owned after | $25.33 exercise price | 2021-03-29 | |
| 2021-01-12 | Berman Jeffrey Bruce Officer (EVP, Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 13,750 owned after | $2.45 exercise price | 2021-01-14 | |
| 2021-01-12 | Berman Jeffrey Bruce Officer (EVP, Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 26,250 owned after | $3.66 exercise price | 2021-01-14 | |
| 2021-01-11 | Berman Jeffrey Bruce Officer (EVP, Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,651 17,916 owned after | $1.41 exercise price | 2021-01-12 | |
| 2021-01-08 | Berman Jeffrey Bruce Officer (EVP, Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −349 47,567 owned after | $1.41 exercise price | 2021-01-12 | |
| 2021-01-04 holding as of filing | Goldberg David Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.30 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Goldberg David Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.27 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Goldberg David Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.62 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | MCGILL SEAMUS M Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.06 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | MCGILL SEAMUS M Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.18 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | MCGILL SEAMUS M Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.62 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Officer (EVP, CLO & Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $18.19 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Smurfit Dermot S. Director, Officer (President, CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.31 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Smurfit Dermot S. Director, Officer (President, CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.18 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Smurfit Dermot S. Director, Officer (President, CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.62 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Smurfit Dermot S. Director, Officer (President, CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $18.19 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Officer (EVP, Chief Operating Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.35 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Officer (EVP, Chief Operating Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $18.19 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Flores Karen Director, Officer (EVP, Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.32 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Flores Karen Director, Officer (EVP, Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $18.19 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Berman Jeffrey Bruce Officer (EVP, Chief Commercial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.41 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Berman Jeffrey Bruce Officer (EVP, Chief Commercial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.45 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Berman Jeffrey Bruce Officer (EVP, Chief Commercial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.66 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Berman Jeffrey Bruce Officer (EVP, Chief Commercial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $18.19 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Knock Simon Officer (EVP, Chief Information Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.54 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Knock Simon Officer (EVP, Chief Information Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.66 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Knock Simon Officer (EVP, Chief Information Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $18.19 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.05 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.18 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.62 exercise price | 2021-01-04 |