FURMANITE CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows, 40 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-02-29: Reporting owner Muff Robert; Form 4; Security Restricted stock units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-02-29: Reporting owner Muff Robert; Form 4; Security Restricted stock units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-02-29: Reporting owner FRY WILLIAM; Form 4; Security Restricted stock units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-02-29: Reporting owner FRY WILLIAM; Form 4; Security Restricted stock units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-02-29 | Muff Robert Officer (CFO & Chief Admin. Officer) | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,707 63,279 owned after | $0.00 | 2016-03-02 | |
| 2016-02-29 | Muff Robert Officer (CFO & Chief Admin. Officer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,279 0 owned after | $0.00 | 2016-03-02 | |
| 2016-02-29 | FRY WILLIAM Officer (General Counsel and Secretary) | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,560 38,222 owned after | $0.00 | 2016-03-02 | |
| 2016-02-29 | FRY WILLIAM Officer (General Counsel and Secretary) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,222 0 owned after | $0.00 | 2016-03-02 | |
| 2015-11-01 | Milliron Joseph Ellsworth | 4/A | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,061 114,522 owned after | $0.00 | 2015-12-02 | |
| 2015-11-01 | Milliron Joseph Ellsworth | 4/A | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −114,522 0 owned after | $0.00 | 2015-12-02 | |
| 2015-11-01 | Milliron Joseph Ellsworth | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,061 114,522 owned after | $0.00 | 2015-11-04 | |
| 2015-11-01 | Milliron Joseph Ellsworth | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −114,522 0 owned after | $0.00 | 2015-11-04 | |
| 2015-07-31 | FRY WILLIAM Officer (General Counsel and Secretary) | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,368 7,662 owned after | $0.00 | 2015-08-04 | |
| 2015-07-31 | Muff Robert Officer (CFO and Chief Admin. Officer) | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,346 12,572 owned after | $0.00 | 2015-08-04 | |
| 2015-07-31 | Milliron Joseph Ellsworth Director, Officer (CEO and President) | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,296 22,461 owned after | $0.00 | 2015-08-04 | |
| 2015-05-15 | FRY WILLIAM Officer (General Counsel and Secretary) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,147 2,294 owned after | $0.00 | 2015-05-19 | |
| 2015-05-15 | Milliron Joseph Ellsworth Director, Officer (Chairman, CEO and President) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,082 6,165 owned after | $0.00 | 2015-05-19 | |
| 2015-05-15 | Muff Robert Officer (CFO and Chief Admin. Officer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,613 3,226 owned after | $0.00 | 2015-05-19 | |
| 2015-03-02 | Milliron Joseph Ellsworth Director, Officer (CEO and President) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,963 9,247 owned after | $0.00 | 2015-03-11 | |
| 2015-03-02 | Muff Robert Officer (CFO and Chief Admin. Officer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,385 4,839 owned after | $0.00 | 2015-03-11 | |
| 2014-12-31 | COX CHARLES R Director, Officer (Chief Executive Officer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77,637 0 owned after | $0.00 | 2015-01-02 | |
| 2014-07-30 | COX CHARLES R Director, Officer (Chief Executive Officer) | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,757 77,637 owned after | $0.00 | 2014-07-31 | |
| 2014-05-13 | FRY WILLIAM Officer (General Counsel and Secretary) | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,441 3,441 owned after | $0.00 | 2014-05-15 | |
| 2014-05-13 | Muff Robert Officer (Chief Financial Officer) | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,839 7,224 owned after | $0.00 | 2014-05-15 | |
| 2014-05-13 | Milliron Joseph Ellsworth Officer (President and COO) | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,247 15,209 owned after | $0.00 | 2014-05-15 | |
| 2014-05-13 | COX CHARLES R Director, Officer (Chief Executive Officer) | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,535 20,882 owned after | $0.00 | 2014-05-15 | |
| 2014-03-02 | Milliron Joseph Ellsworth Officer (President and COO) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,960 5,962 owned after | $0.00 | 2014-03-06 | |
| 2014-03-02 | Muff Robert Officer (Chief Financial Officer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,384 2,385 owned after | $0.00 | 2014-03-06 | |
| 2014-03-02 | COX CHARLES R Officer (Chief Executive Officer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,344 8,347 owned after | $0.00 | 2014-03-06 | |
| 2013-03-02 | Milliron Joseph Ellsworth Officer (President and COO) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,961 11,922 owned after | $0.00 | 2014-03-06 | |
| 2013-03-02 | Muff Robert Officer (Chief Financial Officer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,384 4,769 owned after | $0.00 | 2014-03-06 | |
| 2013-03-02 | COX CHARLES R Officer (Chief Executive Officer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,345 16,691 owned after | $0.00 | 2014-03-06 | |
| 2012-03-02 | Milliron Joseph Ellsworth Officer (President and COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,883 34,639 owned after | $0.00 | 2012-03-07 | |
| 2012-03-02 | COX CHARLES R Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,036 45,143 owned after | $0.00 | 2012-03-07 | |
| 2012-03-02 | Muff Robert Officer (Principal Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,153 17,876 owned after | $0.00 | 2012-03-07 | |
| 2011-06-14 | Muff Robert Officer (Principal Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,723 10,723 owned after | $7.46 exercise price | 2011-06-16 | |
| 2011-06-14 | Milliron Joseph Ellsworth Officer (President and COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,756 16,756 owned after | $7.46 exercise price | 2011-06-16 | |
| 2011-06-14 | COX CHARLES R Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,107 20,107 owned after | $7.46 exercise price | 2011-06-16 | |
| 2006-12-06 | ROSE MICHAEL L Officer (President) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 90,000 owned after | $5.40 | 2006-12-08 | |
| 2006-12-06 | KESSLER HANS Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 22,632 owned after | $5.40 | 2006-12-08 | |
| 2006-12-06 | COX CHARLES R Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 305,032 owned after | $5.40 | 2006-12-08 | |
| 2006-12-06 | BARNES JOHN R Officer (Chairman of the Board and CEO) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 109,131 owned after | $5.40 | 2006-12-08 | |
| 2006-12-06 | AHN SANGWOO Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 212,722 owned after | $5.40 | 2006-12-08 | |
| 2006-12-06 | WADSWORTH HOWARD C Officer (Senior Vice President) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 293,117 owned after | $5.40 | 2006-12-08 |