Frankly Inc Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows, 17 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-03: Reporting owner Zenz Steven R; Form 4; Security Restricted stock units convertible into common shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-11-03: Reporting owner Zenz Steven R; Form 4; Security Restricted stock units convertible into common shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-03: Reporting owner ROGERS THOMAS S; Form 4; Security Restricted stock units convertible into common shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-11-03: Reporting owner ROGERS THOMAS S; Form 4; Security Restricted stock units convertible into common shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-03 | Zenz Steven R Director | 4 | Restricted stock units convertible into common shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 2,943 owned after | $0.00 | 2017-11-16 | |
| 2017-11-03 | Zenz Steven R Director | 4 | Restricted stock units convertible into common shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,533 48,476 owned after | $0.00 | 2017-11-16 | |
| 2017-11-03 | ROGERS THOMAS S Director | 4 | Restricted stock units convertible into common shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 2,943 owned after | $0.00 | 2017-11-16 | |
| 2017-11-03 | ROGERS THOMAS S Director | 4 | Restricted stock units convertible into common shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,025 62,968 owned after | $0.00 | 2017-11-16 | |
| 2017-11-03 | Hyun Choong Sik (Samuel) Director | 4 | Restricted stock units convertible into common shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,819 36,701 owned after | $0.00 | 2017-11-16 | |
| 2017-10-05 | Zenz Steven R Director | 4 | Restricted stock units convertible into common shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 7,943 owned after | no price filed | 2017-10-10 | |
| 2017-10-05 | ROGERS THOMAS S Director | 4 | Restricted stock units convertible into common shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 7,943 owned after | no price filed | 2017-10-10 | |
| 2017-08-14 holding as of filing | Zenz Steven R Director | 3 | Restricted stock units convertible into common shares Derivative · Direct | Holding | no price filed | 2017-08-14 | ||
| 2017-08-11 holding as of filing | Schwartz Louis Officer (CFO & COO) | 3 | Restricted stock units convertible to common shares Derivative · Direct | Holding | no price filed | 2017-08-11 | ||
| 2017-08-11 holding as of filing | Schwartz Louis Officer (CFO & COO) | 3 | Restricted stock units convertible to common shares Derivative · Direct | Holding | no price filed | 2017-08-11 | ||
| 2017-08-11 holding as of filing | ROGERS THOMAS S Director | 3 | Restricted stock units convertible into common shares Derivative · Direct | Holding | no price filed | 2017-08-11 | ||
| 2017-08-11 holding as of filing | Karim Omar Officer (Head of Engineering) | 3 | Restricted stock units convertible to common shares Derivative · Direct | Holding | no price filed | 2017-08-11 | ||
| 2017-08-11 holding as of filing | Karim Omar Officer (Head of Engineering) | 3 | Restricted stock units convertible to common shares Derivative · Direct | Holding | no price filed | 2017-08-11 | ||
| 2017-08-11 holding as of filing | Karim Omar Officer (Head of Engineering) | 3 | Restricted stock units convertible to common shares Derivative · Direct | Holding | no price filed | 2017-08-11 | ||
| 2017-08-11 holding as of filing | Hyun Choong Sik (Samuel) Director | 3 | "Restricted stock units convertible to common shares (""RSUs"")" Derivative · Direct | Holding | no price filed | 2017-08-11 | ||
| 2017-08-11 holding as of filing | Chung Steve Director, Officer (Chief Executive Officer) | 3 | Restricted stock units convertible to common shares Derivative · Direct | Holding | no price filed | 2017-08-11 | ||
| 2017-08-11 holding as of filing | Chung Steve Director, Officer (Chief Executive Officer) | 3 | Restricted stock units convertible to common shares Derivative · Direct | Holding | no price filed | 2017-08-11 |