FOUNDATION MEDICINE, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows, 40 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-30: Reporting owner BYERS BROOK H; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-09-30: Reporting owner BYERS BROOK H; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-09-30: Reporting owner BYERS BROOK H; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2013-09-30: Reporting owner BYERS BROOK H; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-30 | BYERS BROOK H Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote. | C Conversion of derivative security | −11,972,240 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | BYERS BROOK H Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote. | C Conversion of derivative security | −1,019,910 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | BYERS BROOK H Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote. | C Conversion of derivative security | −1,012,835 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | BYERS BROOK H Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote. | C Conversion of derivative security | −86,284 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | Schenkein David P Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · David P. Schenkein 2004 Revocable Trust | C Conversion of derivative security | −125,000 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | Schenkein David P Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · Amy P. Schenkein 2004 Revocable Trust | C Conversion of derivative security | −125,000 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | Yeshwant Krishna Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote. | C Conversion of derivative security | −6,742,537 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | Yeshwant Krishna Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote. | C Conversion of derivative security | −3,036,075 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | Google Ventures 2011, L.P. 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −6,742,537 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | Google Ventures 2011, L.P. 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,036,075 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | KPCB XIV Founders Fund, LLC | Kleiner Perkins Caufield & Byers XIV, LLC | KPCB XIV Associates, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Derivative · Direct | C Conversion of derivative security | −11,972,240 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | KPCB XIV Founders Fund, LLC | Kleiner Perkins Caufield & Byers XIV, LLC | KPCB XIV Associates, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Derivative · Direct | C Conversion of derivative security | −1,019,910 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | KPCB XIV Founders Fund, LLC | Kleiner Perkins Caufield & Byers XIV, LLC | KPCB XIV Associates, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Derivative · Direct | C Conversion of derivative security | −1,012,835 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | KPCB XIV Founders Fund, LLC | Kleiner Perkins Caufield & Byers XIV, LLC | KPCB XIV Associates, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Derivative · Direct | C Conversion of derivative security | −86,284 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | Borisy Alexis Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote. | C Conversion of derivative security | −23,772,388 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | Borisy Alexis Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote. | C Conversion of derivative security | −1,106,194 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | LEVIN MARK J Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote. | C Conversion of derivative security | −23,772,388 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | LEVIN MARK J Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote. | C Conversion of derivative security | −1,106,194 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | THIRD ROCK VENTURES LP | Third Rock Ventures GP, L.P. | TRV GP, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −23,772,388 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | THIRD ROCK VENTURES LP | Third Rock Ventures GP, L.P. | TRV GP, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,106,194 0 owned after | no price filed | 2013-10-02 | |
| 2013-09-24 holding as of filing | Yeshwant Krishna Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | Yeshwant Krishna Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | Google Ventures 2011, L.P. 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | Google Ventures 2011, L.P. 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | Schenkein David P Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | Schenkein David P Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | BYERS BROOK H Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | BYERS BROOK H Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | BYERS BROOK H Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | BYERS BROOK H Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | KPCB XIV Founders Fund, LLC | Kleiner Perkins Caufield & Byers XIV, LLC | KPCB XIV Associates, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | KPCB XIV Founders Fund, LLC | Kleiner Perkins Caufield & Byers XIV, LLC | KPCB XIV Associates, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | KPCB XIV Founders Fund, LLC | Kleiner Perkins Caufield & Byers XIV, LLC | KPCB XIV Associates, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | KPCB XIV Founders Fund, LLC | Kleiner Perkins Caufield & Byers XIV, LLC | KPCB XIV Associates, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | LEVIN MARK J Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | LEVIN MARK J Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | Borisy Alexis Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | Borisy Alexis Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | THIRD ROCK VENTURES LP | TRV GP, LLC | Third Rock Ventures GP, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-24 | ||
| 2013-09-24 holding as of filing | THIRD ROCK VENTURES LP | TRV GP, LLC | Third Rock Ventures GP, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-09-24 |