FORBES ENERGY SERVICES LTD. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-02-28: Reporting owner Solace General Partner, LLC | Solace Forbes Holdings, LLC | Solace Capital Special Situations Fund, L.P. | Solace Capital Partners, L.P.; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2019-02-28: Reporting owner AMERICAN SECURITIES LLC | Ascribe III Investments LLC | Ascribe Opportunities Fund III, L.P. | Ascribe Associates III, LLC | Ascribe Capital LLC | Ascribe Opportunities Fund III(B), L.P.; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2012-08-24: Reporting owner Izatt Ted A.; Form 3/A; Security No securities are beneficially owned; Transaction Holding.
- 2012-08-24: Reporting owner Izatt Ted A.; Form 3; Security No securities beneficially owned; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-02-28 | Solace General Partner, LLC | Solace Forbes Holdings, LLC | Solace Capital Special Situations Fund, L.P. | Solace Capital Partners, L.P. | | | | 4 | Subscription Rights (right to buy) Derivative · Indirect · See footnote | X Exercise of in-the-money or at-the-money derivative security | −94,726 0 owned after | $0.00 | 2019-03-04 | |
| 2019-02-28 | AMERICAN SECURITIES LLC | Ascribe III Investments LLC | Ascribe Opportunities Fund III, L.P. | Ascribe Associates III, LLC | Ascribe Capital LLC | Ascribe Opportunities Fund III(B), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −116,083 0 owned after | $0.00 | 2019-03-04 | |
| 2012-08-24 holding as of filing | Izatt Ted A. Director | 3/A | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-08-24 | |
| 2012-08-24 holding as of filing | Izatt Ted A. Director | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-08-24 |