FOOD TECHNOLOGY SERVICE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 95 rows, 95 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-05: Reporting owner HUNTER RICHARD G; Form 4; Security Option; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2014-03-05: Reporting owner Sinnott John T; Form 4; Security Option; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2014-03-05: Reporting owner Sinnott John T; Form 4; Security Option; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
- 2014-03-05: Reporting owner Sinnott John T; Form 4; Security Option; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-05 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −60,000 0 owned after | $95.00 exercise price | 2014-03-13 | |
| 2014-03-05 | Sinnott John T Director | 4 | Option Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −4,000 0 owned after | $1.89 exercise price | 2014-03-13 | |
| 2014-03-05 | Sinnott John T Director | 4 | Option Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −4,000 0 owned after | $2.15 exercise price | 2014-03-13 | |
| 2014-03-05 | Sinnott John T Director | 4 | Option Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −4,000 0 owned after | $4.85 exercise price | 2014-03-13 | |
| 2014-03-05 | Sinnott John T Director | 4 | Option Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −4,000 0 owned after | $6.26 exercise price | 2014-03-13 | |
| 2014-03-05 | Bell Douglas S Director | 4 | Option Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −1,500 0 owned after | $4.85 exercise price | 2014-03-13 | |
| 2014-03-05 | Bell Douglas S Director | 4 | Option Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −1,500 0 owned after | $6.26 exercise price | 2014-03-13 | |
| 2014-03-05 | Thomas Ronald L Director | 4 | Option Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −1,500 0 owned after | $1.89 exercise price | 2014-03-13 | |
| 2014-03-05 | Thomas Ronald L Director | 4 | Option Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −1,500 0 owned after | $2.15 exercise price | 2014-03-13 | |
| 2014-03-05 | Thomas Ronald L Director | 4 | Option Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −1,500 0 owned after | $4.85 exercise price | 2014-03-13 | |
| 2014-03-05 | Thomas Ronald L Director | 4 | Option Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −1,500 0 owned after | $6.26 exercise price | 2014-03-13 | |
| 2014-03-05 | Lifshin Gary Director | 4 | Option Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −1,500 0 owned after | $2.15 exercise price | 2014-03-13 | |
| 2014-03-05 | Lifshin Gary Director | 4 | Option Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −1,500 0 owned after | $4.85 exercise price | 2014-03-13 | |
| 2014-03-05 | Lifshin Gary Director | 4 | Option Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −1,500 0 owned after | $6.26 exercise price | 2014-03-13 | |
| 2012-10-01 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,000 60,000 owned after | $3.60 exercise price | 2012-10-09 | |
| 2012-05-18 | Thomas Ronald L Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 7,500 owned after | $6.26 exercise price | 2012-05-22 | |
| 2012-05-18 | NICHOLDS DAVID Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 3,000 owned after | $6.26 exercise price | 2012-05-22 | |
| 2012-05-18 | Bell Douglas S Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 3,000 owned after | $6.26 exercise price | 2012-05-22 | |
| 2012-05-18 | Sinnott John T Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 20,000 owned after | $6.26 exercise price | 2012-05-22 | |
| 2012-05-18 | Lifshin Gary Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 4,500 owned after | $6.26 exercise price | 2012-05-22 | |
| 2012-04-05 | Sinnott John T Director | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −4,000 16,000 owned after | $2.52 exercise price | 2012-04-09 | |
| 2012-04-05 | Lifshin Gary Director | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,500 4,500 owned after | $2.18 exercise price | 2012-04-09 | |
| 2012-04-05 | Lifshin Gary Director | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,500 3,000 owned after | $1.89 exercise price | 2012-04-09 | |
| 2012-03-23 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 65,000 owned after | $2.57 exercise price | 2012-04-10 | |
| 2012-03-09 | NICHOLDS DAVID Director | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,500 6,000 owned after | $2.52 exercise price | 2012-03-23 | |
| 2012-03-09 | NICHOLDS DAVID Director | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,500 4,500 owned after | $2.18 exercise price | 2012-03-23 | |
| 2012-03-09 | NICHOLDS DAVID Director | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,500 3,000 owned after | $1.89 exercise price | 2012-03-23 | |
| 2012-03-09 | NICHOLDS DAVID Director | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,500 1,500 owned after | $2.15 exercise price | 2012-03-23 | |
| 2012-01-27 | Thomas Ronald L Director | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,500 6,000 owned after | $2.52 exercise price | 2012-02-14 | |
| 2011-08-31 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −36,250 85,000 owned after | $3.24 exercise price | 2011-09-26 | |
| 2011-07-27 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −25,000 121,250 owned after | $3.24 exercise price | 2011-08-02 | |
| 2011-07-07 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −38,750 146,250 owned after | $3.24 exercise price | 2011-07-27 | |
| 2011-06-29 holding as of filing | Bell Douglas S Director | 3 | Option Derivative · Direct | Holding | $4.85 exercise price | 2011-06-29 | ||
| 2011-05-22 | Sinnott John T Director | 4 | Option Derivative · Direct | E Expiration of short derivative position | −4,000 20,000 owned after | $3.28 exercise price | 2011-06-29 | |
| 2011-05-22 | Thomas Ronald L Director | 4 | Option Derivative · Direct | E Expiration of short derivative position | −1,500 7,500 owned after | $3.28 exercise price | 2011-06-29 | |
| 2011-05-22 | NICHOLDS DAVID Director | 4 | Option Derivative · Direct | E Expiration of short derivative position | −1,500 7,500 owned after | $3.28 exercise price | 2011-06-29 | |
| 2011-05-19 | Sinnott John T Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 24,000 owned after | $4.85 exercise price | 2011-06-29 | |
| 2011-05-19 | Lifshin Gary Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 6,000 owned after | $4.85 exercise price | 2011-06-29 | |
| 2011-05-19 | Thomas Ronald L Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 9,000 owned after | $4.85 exercise price | 2011-06-29 | |
| 2011-05-19 | NICHOLDS DAVID Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 9,000 owned after | $4.85 exercise price | 2011-06-29 | |
| 2010-06-18 | Corley John Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 7,500 owned after | $2.15 exercise price | 2010-07-30 | |
| 2010-06-18 | NICHOLDS DAVID Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 7,500 owned after | $2.15 exercise price | 2010-07-30 | |
| 2010-06-18 | Sinnott John T Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 25,500 owned after | $2.15 exercise price | 2010-07-30 | |
| 2010-06-18 | Thomas Ronald L Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 9,000 owned after | $2.15 exercise price | 2010-07-30 | |
| 2010-06-18 | BELL SAMUEL P III Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 9,000 owned after | $2.15 exercise price | 2010-07-30 | |
| 2010-06-18 | Lifshin Gary Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 4,500 owned after | $2.15 exercise price | 2010-07-30 | |
| 2010-05-25 | Sinnott John T Director | 4 | Option Derivative · Direct | E Expiration of short derivative position | −4,000 20,000 owned after | $4.12 exercise price | 2011-06-29 | |
| 2010-05-25 | Thomas Ronald L Director | 4 | Option Derivative · Direct | E Expiration of short derivative position | −1,500 7,500 owned after | $4.12 exercise price | 2011-06-29 | |
| 2009-05-26 | Sinnott John T Director | 4 | Option Derivative · Direct | E Expiration of short derivative position | −1,500 24,000 owned after | $4.96 exercise price | 2011-06-29 | |
| 2009-05-14 | Thomas Ronald L Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 7,500 owned after | $1.89 exercise price | 2009-05-18 | |
| 2009-05-14 | Sinnott John T Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 21,500 owned after | $1.89 exercise price | 2009-05-18 | |
| 2009-05-14 | NICHOLDS DAVID Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 6,000 owned after | $1.89 exercise price | 2009-05-18 | |
| 2009-05-14 | Lifshin Gary Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 3,000 owned after | $1.89 exercise price | 2009-05-18 | |
| 2009-05-14 | Corley John Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 6,000 owned after | $1.89 exercise price | 2009-05-18 | |
| 2009-05-14 | BELL SAMUEL P III Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 7,500 owned after | $1.89 exercise price | 2009-05-18 | |
| 2008-12-31 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 137,000 owned after | $0.95 exercise price | 2009-04-08 | |
| 2008-12-31 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 149,000 owned after | $0.95 exercise price | 2009-04-08 | |
| 2008-12-31 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 161,000 owned after | $0.95 exercise price | 2009-04-08 | |
| 2008-12-31 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 173,000 owned after | $0.95 exercise price | 2009-04-08 | |
| 2008-12-31 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 185,000 owned after | $0.95 exercise price | 2009-04-08 | |
| 2008-05-30 | Thomas Ronald L Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 6,000 owned after | $2.18 exercise price | 2009-03-26 | |
| 2008-05-30 | Sinnott John T Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 17,500 owned after | $2.18 exercise price | 2009-03-26 | |
| 2008-05-30 | NICHOLDS DAVID Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 4,500 owned after | $2.18 exercise price | 2009-03-26 | |
| 2008-05-30 | BELL SAMUEL P III Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 6,000 owned after | $2.18 exercise price | 2009-03-26 | |
| 2008-05-30 | Lifshin Gary Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $2.18 exercise price | 2009-03-26 | |
| 2008-05-30 | Corley John Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 4,500 owned after | $2.18 exercise price | 2009-03-26 | |
| 2007-05-14 | Thomas Ronald L Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 4,500 owned after | $2.52 exercise price | 2009-03-26 | |
| 2007-05-14 | Sinnott John T Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 13,500 owned after | $2.52 exercise price | 2009-03-26 | |
| 2007-05-14 | NICHOLDS DAVID Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 3,000 owned after | $2.52 exercise price | 2009-03-26 | |
| 2007-05-14 | BELL SAMUEL P III Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 4,500 owned after | $2.52 exercise price | 2009-03-26 | |
| 2007-05-14 | Corley John Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 3,000 owned after | $2.52 exercise price | 2009-03-26 | |
| 2007-03-23 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 109,000 owned after | $2.57 exercise price | 2009-04-08 | |
| 2007-03-23 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 113,000 owned after | $2.57 exercise price | 2009-04-08 | |
| 2007-03-23 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 117,000 owned after | $2.57 exercise price | 2009-04-08 | |
| 2007-03-23 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 121,000 owned after | $2.57 exercise price | 2009-04-08 | |
| 2007-03-23 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 125,000 owned after | $2.57 exercise price | 2009-04-08 | |
| 2006-09-01 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 25,000 owned after | $3.24 exercise price | 2009-04-08 | |
| 2006-09-01 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 45,000 owned after | $3.24 exercise price | 2009-04-08 | |
| 2006-09-01 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 65,000 owned after | $3.24 exercise price | 2009-04-08 | |
| 2006-09-01 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 85,000 owned after | $3.24 exercise price | 2009-04-08 | |
| 2006-09-01 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 105,000 owned after | $3.24 exercise price | 2009-04-08 | |
| 2006-05-22 | Thomas Ronald L Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 3,000 owned after | $3.28 exercise price | 2009-03-26 | |
| 2006-05-22 | Sinnott John T Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 9,500 owned after | $3.28 exercise price | 2009-03-26 | |
| 2006-05-22 | NICHOLDS DAVID Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $3.28 exercise price | 2009-03-26 | |
| 2006-05-22 | BELL SAMUEL P III Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 3,000 owned after | $3.28 exercise price | 2009-03-26 | |
| 2006-05-22 | Corley John Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $3.28 exercise price | 2009-03-26 | |
| 2005-05-25 | Thomas Ronald L Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $4.12 exercise price | 2009-03-26 | |
| 2005-05-25 | Sinnott John T Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 5,500 owned after | $4.12 exercise price | 2009-03-26 | |
| 2005-05-25 | BELL SAMUEL P III Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $4.12 exercise price | 2009-03-26 | |
| 2004-05-26 | Sinnott John T Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $4.96 exercise price | 2009-03-26 | |
| 2003-01-02 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $3.60 exercise price | 2009-04-08 | |
| 2003-01-02 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 2,000 owned after | $3.60 exercise price | 2009-04-08 | |
| 2003-01-02 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 3,000 owned after | $3.60 exercise price | 2009-04-08 | |
| 2003-01-02 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 4,000 owned after | $3.60 exercise price | 2009-04-08 | |
| 2003-01-02 | HUNTER RICHARD G Director, Officer (President) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 5,000 owned after | $3.60 exercise price | 2009-04-08 |