FOCUS GOLD Corp Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-01: Reporting owner LEE GORDON F; Form 4; Security Common Stock Purchase Warrants; Transaction Holding.
- 2013-05-21: Reporting owner LEE GORDON F; Form 4; Security Common Stock Purchase Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-04-10: Reporting owner LEE GORDON F; Form 3; Security 5,000,000 Common Stock Purchase Warrants; Transaction Holding.
- 2013-04-05: Reporting owner LEE GORDON F; Form 4; Security Common Stock Purchase Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-01 holding as of filing | LEE GORDON F Director, Officer (CEO, CFO), 10% Owner | 4 | Common Stock Purchase Warrants Derivative · Direct | Holding | 5,000,000 owned after | $0.02 exercise price | 2013-08-01 | |
| 2013-05-21 | LEE GORDON F Director, Officer (CEO, CFO), 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,000,000 15,000,000 owned after | $0.02 exercise price | 2013-08-01 | |
| 2013-04-10 holding as of filing | LEE GORDON F Director, Officer (CEO, CFO), 10% Owner | 3 | 5,000,000 Common Stock Purchase Warrants Derivative · Direct | Holding | $0.02 exercise price | 2013-04-10 | ||
| 2013-04-05 | LEE GORDON F Director, Officer (CEO, CFO), 10% Owner | 4 | Common Stock Purchase Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000,000 5,000,000 owned after | $0.01 exercise price | 2013-08-01 |