FLORIDA BANK GROUP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows, 53 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-02-14: Reporting owner Gibbs Thomas E.; Form 4; Security Series C Convertible Preferred Stock; Transaction Holding.
- 2012-02-14: Reporting owner Gibbs Thomas E.; Form 4; Security Series C Convertible Preferred Stock; Transaction Holding.
- 2012-02-14: Reporting owner Gibbs Thomas E.; Form 4; Security Series C Convertible Preferred Stock; Transaction Holding.
- 2012-01-27: Reporting owner Gibbs Thomas E.; Form 4; Security Series C Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-02-14 holding as of filing | Gibbs Thomas E. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct · (m) | Holding | 200 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | Gibbs Thomas E. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · (m) | Holding | 50 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | Gibbs Thomas E. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · (m) | Holding | 30 owned after | no price filed | 2012-02-14 | |
| 2012-01-27 holding as of filing | Gibbs Thomas E. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct · (m) | Holding | 200 owned after | no price filed | 2012-01-27 | |
| 2012-01-27 holding as of filing | Gibbs Thomas E. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · (m) | Holding | 50 owned after | no price filed | 2012-01-27 | |
| 2012-01-27 holding as of filing | Gibbs Thomas E. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · (m) | Holding | 30 owned after | no price filed | 2012-01-27 | |
| 2012-01-11 holding as of filing | Ward Gary Officer (EVP, Chief Financial Officer) | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | Holding | 1 owned after | no price filed | 2012-01-11 | |
| 2011-12-19 holding as of filing | Garthwaite John R. Officer (EVP-Chief Investment Officer) | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | Holding | 10 owned after | no price filed | 2011-12-19 | |
| 2011-12-19 holding as of filing | Fowler N. Troy Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | Holding | 15 owned after | no price filed | 2011-12-19 | |
| 2011-12-19 holding as of filing | Fowler N. Troy Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | Holding | 6 owned after | no price filed | 2011-12-19 | |
| 2011-12-09 holding as of filing | Luttrell D Scott Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · By LCM Group Employee Profit Sharing Plan | Holding | 66 owned after | no price filed | 2011-12-09 | |
| 2011-12-09 holding as of filing | Luttrell D Scott Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · By 118 Capital Fund Inc. | Holding | 317 owned after | no price filed | 2011-12-09 | |
| 2011-12-01 holding as of filing | Buchanan Kim P. Director, Officer (EVP, Chief Operating Officer) | 4 | Series C Convertible Preferred Stock Non-derivative · Direct · (m) | Holding | 50 owned after | no price filed | 2011-12-01 | |
| 2011-12-01 holding as of filing | Buchanan Kim P. Director, Officer (EVP, Chief Operating Officer) | 4 | Series C Convertible Preferred Stock Non-derivative · Direct · (m) | Holding | 100 owned after | no price filed | 2011-12-01 | |
| 2011-11-09 holding as of filing | Tomm Charles B. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | Holding | 16 owned after | no price filed | 2011-11-09 | |
| 2011-11-09 holding as of filing | Tomm Charles B. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | Holding | 44 owned after | no price filed | 2011-11-09 | |
| 2011-11-08 holding as of filing | Johan Paul C. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · By Ballast Point Ventures, L.P. | Holding | 83 owned after | no price filed | 2011-11-08 | |
| 2011-11-08 holding as of filing | Johan Paul C. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · By Ballast Point Ventures, EF, L.P. | Holding | 4 owned after | no price filed | 2011-11-08 | |
| 2011-11-03 holding as of filing | Lee Lewis S JR Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct · (m) | Holding | 5 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Lee Lewis S JR Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · (m) | Holding | 50 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Smithson Lisa Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct · (m) | Holding | 1 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Smithson Lisa Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · (m) | Holding | 9 owned after | no price filed | 2011-11-03 | |
| 2011-09-30 | Gibbs Thomas E. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +30 0 owned after | $1,000.00 | 2011-09-30 | |
| 2011-09-30 | Ward Gary Officer (EVP, Chief Financial Officer) | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1 0 owned after | $1,000.00 | 2011-09-30 | |
| 2011-09-30 | Buchanan Kim P. Director, Officer (EVP, Chief Operating Officer) | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 0 owned after | $1,000.00 | 2011-09-30 | |
| 2011-09-30 holding as of filing | Buchanan Kim P. Director, Officer (EVP, Chief Operating Officer) | 4 | Series C Convertible Preferred Stock Non-derivative · Direct · (m) | Holding | 50 owned after | no price filed | 2011-09-30 | |
| 2011-09-22 holding as of filing | Buchanan Kim P. Director, Officer (EVP, Chief Operating Officer) | 4 | Series C Convertible Preferred Stock Non-derivative · Direct · (m) | Holding | 50 owned after | no price filed | 2011-09-22 | |
| 2011-08-04 holding as of filing | Martinez Susan Director, Officer (President/CEO) | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | Holding | 100 owned after | no price filed | 2011-08-04 | |
| 2011-08-04 holding as of filing | Rothman Robert Director, Officer (Chairman), 10% Owner | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · By Robert Rothman 2006 GST Exempt Family Trust | Holding | 262 owned after | no price filed | 2011-08-04 | |
| 2011-08-04 holding as of filing | Rothman Robert Director, Officer (Chairman), 10% Owner | 4 | Serices C Convertible Preferred Stock Non-derivative · Indirect · By Robert Rothman Revocable Trust | Holding | 1,214 owned after | no price filed | 2011-08-04 | |
| 2011-06-30 | Smithson Lisa Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1 0 owned after | $1,000.00 | 2011-11-03 | |
| 2011-06-30 | Smithson Lisa Director | 4 | Serices C Convertible Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +9 0 owned after | $1,000.00 | 2011-11-03 | |
| 2011-06-30 | Gibbs Thomas E. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +200 0 owned after | $1,000.00 | 2011-09-30 | |
| 2011-06-30 | Gibbs Thomas E. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +50 0 owned after | $1,000.00 | 2011-09-30 | |
| 2011-06-30 | Tomm Charles B. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +16 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Tomm Charles B. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +44 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Smithson Lisa Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Smithson Lisa Director | 4 | Serices C Convertible Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +9 0 owned after | $9,000.00 | 2011-07-05 | |
| 2011-06-30 | Luttrell D Scott Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · By LCM Group Employee Profit Sharing Plan | P Open market or private purchase of non-derivative or derivative security | +66 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Luttrell D Scott Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · By 118 Capital Fund Inc. | P Open market or private purchase of non-derivative or derivative security | +317 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Fowler N. Troy Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Fowler N. Troy Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Lee Lewis S JR Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +5 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Lee Lewis S JR Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +50 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Johan Paul C. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · By Ballast Point Ventures, L.P. | P Open market or private purchase of non-derivative or derivative security | +83 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Johan Paul C. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · By Ballast Point Ventures, EF, L.P. | P Open market or private purchase of non-derivative or derivative security | +4 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Rothman Robert Director, Officer (Chairman), 10% Owner | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · By Robert Rothman 2006 GST Exempt Family Trust | P Open market or private purchase of non-derivative or derivative security | +262 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Rothman Robert Director, Officer (Chairman), 10% Owner | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · By Robert Rothman Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +1,214 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Gibbs Thomas E. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +200 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Gibbs Thomas E. Director | 4 | Series C Convertible Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +50 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Garthwaite John R. Officer (EVP-Chief Investment Officer) | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Buchanan Kim P. Director, Officer (EVP, Chief Operating Officer) | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50 0 owned after | $1,000.00 | 2011-07-05 | |
| 2011-06-30 | Martinez Susan Director, Officer (President/CEO) | 4 | Series C Convertible Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 0 owned after | $1,000.00 | 2011-07-05 |