FLEETMATICS GROUP PLC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows, 62 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-07: Reporting owner TRAVERS JAMES M; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-11-07: Reporting owner NOONAN JACK; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-11-07: Reporting owner Kelliher James F.; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-06-20: Reporting owner LIFSHATZ STEPHEN J; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-07 | TRAVERS JAMES M Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −217,083 0 owned after | $3.08 exercise price | 2016-11-07 | |
| 2016-11-07 | NOONAN JACK Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $10.01 exercise price | 2016-11-07 | |
| 2016-11-07 | Kelliher James F. Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,332 0 owned after | $10.01 exercise price | 2016-11-07 | |
| 2016-06-20 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,030 0 owned after | $3.08 exercise price | 2016-06-22 | |
| 2016-05-21 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 4,030 owned after | $3.08 exercise price | 2016-05-24 | |
| 2016-04-20 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 11,530 owned after | $3.08 exercise price | 2016-04-22 | |
| 2015-11-05 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 16,530 owned after | $3.08 exercise price | 2015-11-09 | |
| 2015-10-16 | Mitchell Peter John Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,819 0 owned after | $3.08 exercise price | 2015-10-19 | |
| 2015-10-07 | Mitchell Peter John Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,115 4,819 owned after | $3.08 exercise price | 2015-10-07 | |
| 2015-10-06 | Mitchell Peter John Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,100 13,934 owned after | $3.08 exercise price | 2015-10-07 | |
| 2015-10-05 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 41,530 owned after | $3.08 exercise price | 2015-10-07 | |
| 2015-10-05 | Mitchell Peter John Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 21,034 owned after | $3.08 exercise price | 2015-10-07 | |
| 2015-09-17 | Mitchell Peter John Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 22,734 owned after | $3.08 exercise price | 2015-10-07 | |
| 2015-09-15 | Mitchell Peter John Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,766 27,734 owned after | $3.08 exercise price | 2015-10-07 | |
| 2015-09-14 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,185 0 owned after | $7.97 exercise price | 2015-09-16 | |
| 2015-09-14 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,690 0 owned after | $7.97 exercise price | 2015-09-16 | |
| 2015-08-17 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 66,530 owned after | $3.08 exercise price | 2015-08-19 | |
| 2015-07-17 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 76,530 owned after | $3.08 exercise price | 2015-07-21 | |
| 2015-06-22 | Kelliher James F. Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,334 8,332 owned after | $10.01 exercise price | 2015-06-24 | |
| 2015-06-17 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 96,530 owned after | $3.08 exercise price | 2015-06-19 | |
| 2015-06-15 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,185 4,185 owned after | $7.97 exercise price | 2015-06-17 | |
| 2015-06-15 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,690 3,690 owned after | $7.97 exercise price | 2015-06-17 | |
| 2015-05-18 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,806 106,530 owned after | $3.08 exercise price | 2015-05-20 | |
| 2015-03-17 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 111,336 owned after | $3.08 exercise price | 2015-03-19 | |
| 2015-03-13 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,184 0 owned after | $7.97 exercise price | 2015-03-17 | |
| 2015-03-13 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,691 0 owned after | $7.97 exercise price | 2015-03-17 | |
| 2015-02-27 | TRAVERS JAMES M Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,583 77,083 owned after | $3.08 exercise price | 2015-02-27 | |
| 2015-02-26 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $7.97 exercise price | 2015-02-27 | |
| 2015-02-26 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,118 0 owned after | $7.97 exercise price | 2015-02-27 | |
| 2015-02-26 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 121,336 owned after | $3.08 exercise price | 2015-02-27 | |
| 2015-02-25 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,555 12,554 owned after | $7.97 exercise price | 2015-02-26 | |
| 2015-02-25 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,445 17,571 owned after | $7.97 exercise price | 2015-02-26 | |
| 2015-02-17 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 126,336 owned after | $3.08 exercise price | 2015-02-19 | |
| 2015-02-13 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 15,109 owned after | $7.97 exercise price | 2015-02-18 | |
| 2015-02-13 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 20,016 owned after | $7.97 exercise price | 2015-02-18 | |
| 2015-01-20 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 131,336 owned after | $3.08 exercise price | 2015-01-22 | |
| 2015-01-07 | Kelliher James F. Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,334 16,666 owned after | $10.01 exercise price | 2015-01-09 | |
| 2014-12-24 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 25,016 owned after | $7.97 exercise price | 2014-12-29 | |
| 2014-12-17 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,595 136,336 owned after | $3.08 exercise price | 2014-12-19 | |
| 2014-11-10 | TRAVERS JAMES M Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 116,666 owned after | $3.08 exercise price | 2014-11-12 | |
| 2014-11-04 | TRAVERS JAMES M Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,100 117,766 owned after | $3.08 exercise price | 2014-11-05 | |
| 2014-11-04 | TRAVERS JAMES M Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 125,866 owned after | $3.08 exercise price | 2014-11-05 | |
| 2014-10-31 | TRAVERS JAMES M Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 126,666 owned after | $3.08 exercise price | 2014-11-03 | |
| 2014-10-30 | TRAVERS JAMES M Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 151,666 owned after | $3.08 exercise price | 2014-11-03 | |
| 2014-09-19 | Kelliher James F. Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,667 25,000 owned after | $10.01 exercise price | 2014-09-22 | |
| 2014-04-14 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 140,931 owned after | $3.08 exercise price | 2014-04-15 | |
| 2014-03-14 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 148,431 owned after | $3.08 exercise price | 2014-03-17 | |
| 2014-02-14 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,500 155,931 owned after | $3.08 exercise price | 2014-02-18 | |
| 2014-02-13 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,874 15,118 owned after | $7.97 exercise price | 2014-02-18 | |
| 2014-02-03 | TRAVERS JAMES M Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 98,253 owned after | $3.08 exercise price | 2014-02-05 | |
| 2014-01-17 | TRAVERS JAMES M Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 108,253 owned after | $3.08 exercise price | 2014-01-22 | |
| 2014-01-14 | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 163,431 owned after | $3.08 exercise price | 2014-01-16 | |
| 2014-01-14 | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,467 22,992 owned after | $7.97 exercise price | 2014-01-15 | |
| 2014-01-02 holding as of filing | TRAVERS JAMES M Director, Officer (Chief Executive Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.08 exercise price | 2014-01-02 | ||
| 2014-01-02 holding as of filing | TRAVERS JAMES M Director, Officer (Chief Executive Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.08 exercise price | 2014-01-02 | ||
| 2014-01-02 holding as of filing | NOONAN JACK Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $10.01 exercise price | 2014-01-02 | ||
| 2014-01-02 holding as of filing | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.97 exercise price | 2014-01-02 | ||
| 2014-01-02 holding as of filing | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.97 exercise price | 2014-01-02 | ||
| 2014-01-02 holding as of filing | Reynolds Andrew Officer (Sr. VP, Global Bus. Developmen) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.97 exercise price | 2014-01-02 | ||
| 2014-01-02 holding as of filing | Mitchell Peter John Officer (Chief Technology Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.08 exercise price | 2014-01-02 | ||
| 2014-01-02 holding as of filing | LIFSHATZ STEPHEN J Officer (Chief Financial Officer) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $3.08 exercise price | 2014-01-02 | ||
| 2014-01-02 holding as of filing | Kelliher James F. Director | 3 | Stock option (right to buy) Derivative · Direct | Holding | $10.01 exercise price | 2014-01-02 |