FIRST REPUBLIC PREFERRED CAPITAL CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 21 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-02-08: Reporting owner Merrill Barrant V.; Form 4; Security Series D Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2011-02-07: Reporting owner Merrill Barrant V.; Form 4; Security Series D Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2010-04-01: Reporting owner Merrill Barrant V.; Form 5; Security Series D Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-03-26: Reporting owner Merrill Barrant V.; Form 5; Security Series D Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-02-08 | Merrill Barrant V. Director | 4 | Series D Preferred Stock Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,500 0 owned after | $24.89 | 2011-03-23 | |
| 2011-02-07 | Merrill Barrant V. Director | 4 | Series D Preferred Stock Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,000 2,500 owned after | $24.89 | 2011-03-23 | |
| 2010-04-01 | Merrill Barrant V. Director | 5 | Series D Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 3,500 owned after | $21.00 | 2011-03-23 | |
| 2010-03-26 | Merrill Barrant V. Director | 5 | Series D Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 2,500 owned after | $21.18 | 2011-03-23 | |
| 2010-03-17 | Merrill Barrant V. Director | 5 | Series D Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500 1,500 owned after | $21.55 | 2011-03-23 | |
| 2009-01-16 | Newton Willis H. Jr. Director, Officer (VP and Chief Financial Officer) | 5 | Series D Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 12,300 owned after | $14.57 | 2011-03-24 | |
| 2009-01-15 | Baumberger James J. Director, Officer (President) | 5 | Series D Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +665 18,000 owned after | $16.01 | 2011-03-25 | |
| 2008-12-31 | Baumberger James J. Director, Officer (President) | 5 | Series D Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +400 17,335 owned after | $16.02 | 2011-03-25 | |
| 2008-12-30 | Baumberger James J. Director, Officer (President) | 5 | Series D Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,935 16,935 owned after | $15.70 | 2011-03-25 | |
| 2008-12-29 | Baumberger James J. Director, Officer (President) | 5 | Series D Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,800 15,000 owned after | $15.52 | 2011-03-25 | |
| 2008-12-22 | Baumberger James J. Director, Officer (President) | 5 | Series D Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,200 13,200 owned after | $15.70 | 2011-03-25 | |
| 2008-10-16 | Newton Willis H. Jr. Director, Officer (VP and Chief Financial Officer) | 5 | Series D Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +481 7,300 owned after | $16.06 | 2011-03-24 | |
| 2008-10-15 | Newton Willis H. Jr. Director, Officer (VP and Chief Financial Officer) | 5 | Series D Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,519 6,819 owned after | $16.19 | 2011-03-24 | |
| 2008-09-17 | Newton Willis H. Jr. Director, Officer (VP and Chief Financial Officer) | 5 | Series D Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +530 4,300 owned after | $17.84 | 2011-03-24 | |
| 2008-09-16 | Newton Willis H. Jr. Director, Officer (VP and Chief Financial Officer) | 5 | Series D Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,470 3,770 owned after | $17.64 | 2011-03-24 | |
| 2008-09-15 | Newton Willis H. Jr. Director, Officer (VP and Chief Financial Officer) | 5 | Series D Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,300 2,300 owned after | $17.80 | 2011-03-24 | |
| 2007-11-28 | Baumberger James J. Director, Officer (President) | 5 | Series D Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +3,075 12,000 owned after | $23.00 | 2011-03-25 | |
| 2007-11-27 | Baumberger James J. Director, Officer (President) | 5 | Series D Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +4,925 8,925 owned after | $22.25 | 2011-03-25 | |
| 2007-11-19 | Baumberger James J. Director, Officer (President) | 5 | Series B Preferred Stock Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $25.00 | 2011-03-25 | |
| 2003-06-23 | Baumberger James J. Director, Officer (President) | 5 | Series D Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $25.00 | 2011-03-25 | |
| 2002-01-24 | Baumberger James J. Director, Officer (President) | 5 | Series B Preferred Stock Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +12,000 12,000 owned after | $25.00 | 2011-03-25 |