FIRST FINANCIAL SERVICE CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-01-03: Reporting owner Whartenby Robert; Form 5; Security Common Stock; Transaction Holding.
- 2013-09-20: Reporting owner Whartenby Robert; Form 3; Security Common Stock; Transaction Holding.
- 2012-07-13: Reporting owner Perez Frank; Form 3; Security Common Stock; Transaction Holding.
- 2012-07-13: Reporting owner Small Dann; Form 3; Security Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-01-03 holding as of filing | Whartenby Robert Officer (Chief Credit Officer) | 5 | Common Stock Derivative · Direct | Holding | 0 owned after | $3.36 exercise price | 2014-01-03 | |
| 2013-09-20 holding as of filing | Whartenby Robert Officer (Chief Credit Officer) | 3 | Common Stock Derivative · Direct | Holding | $3.36 exercise price | 2013-09-20 | ||
| 2012-07-13 holding as of filing | Perez Frank Officer (Chief Financial Officer) | 3 | Common Stock Derivative · Direct | Holding | $3.10 exercise price | 2012-07-13 | ||
| 2012-07-13 holding as of filing | Small Dann Officer (Chief Lending Officer) | 3 | Common Stock Derivative · Direct | Holding | $3.10 exercise price | 2012-07-13 | ||
| 2009-01-05 holding as of filing | CHANEY CHARLES E Officer (EVP Chief Operating Officer) | 4 | Common Stock Derivative · Direct | Holding | 1,464 owned after | $16.74 exercise price | 2009-01-05 | |
| 2009-01-05 holding as of filing | CHANEY CHARLES E Officer (EVP Chief Operating Officer) | 4 | Common Stock Derivative · Direct | Holding | 2,928 owned after | $15.45 exercise price | 2009-01-05 | |
| 2009-01-05 holding as of filing | CHANEY CHARLES E Officer (EVP Chief Operating Officer) | 4 | Common Stock Derivative · Direct | Holding | 2,662 owned after | $19.26 exercise price | 2009-01-05 | |
| 2009-01-05 holding as of filing | CHANEY CHARLES E Officer (EVP Chief Operating Officer) | 4 | Common Stock Derivative · Direct | Holding | 5,500 owned after | $28.00 exercise price | 2009-01-05 | |
| 2008-04-23 holding as of filing | Zagar Steven M Officer (Chief Financial Officer) | 3 | Common Stock Derivative · Direct | Holding | $23.96 exercise price | 2008-04-23 | ||
| 2007-01-03 holding as of filing | JOHNSON B KEITH Director, Officer (President/CEO) | 4 | Common Stock Derivative · Direct | Holding | 26,620 owned after | $17.00 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | JOHNSON B KEITH Director, Officer (President/CEO) | 4 | Common Stock Derivative · Direct | Holding | 24,200 owned after | $21.19 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | CHANEY CHARLES E Officer (Executive VP/COO) | 4 | Common Stock Derivative · Direct | Holding | 1,331 owned after | $18.41 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | CHANEY CHARLES E Officer (Executive VP/COO) | 4 | Common Stock Derivative · Direct | Holding | 2,662 owned after | $17.00 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | CHANEY CHARLES E Officer (Executive VP/COO) | 4 | Common Stock Derivative · Direct | Holding | 2,420 owned after | $21.19 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | HAWKINS LARRY J Officer (Executive VP/CLO) | 4 | Common Stock Derivative · Direct | Holding | 1,597 owned after | $12.77 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | HAWKINS LARRY J Officer (Executive VP/CLO) | 4 | Common Stock Derivative · Direct | Holding | 9,983 owned after | $12.19 exercise price | 2007-01-03 | |
| 2006-12-29 | JOHNSON B KEITH Director, Officer (President/CEO) | 4 | Common Stock Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | +5,000 5,000 owned after | $30.80 | 2007-01-03 | |
| 2006-12-29 | CHANEY CHARLES E Officer (Executive VP/COO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $30.80 | 2007-01-03 | |
| 2006-12-29 | HAWKINS LARRY J Officer (Executive VP/CLO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $30.80 | 2007-01-03 | |
| 2006-02-10 holding as of filing | SCHREACKE GREGORY S Officer (Executive Vice President & CFO) | 5 | Common Stock Derivative · Direct | Holding | 22,000 owned after | $23.85 exercise price | 2006-02-10 | |
| 2006-02-10 holding as of filing | SCHREACKE GREGORY S Officer (Executive Vice President & CFO) | 5 | Common Stock Derivative · Direct | Holding | 22,000 owned after | $23.31 exercise price | 2006-02-10 | |
| 2006-02-10 holding as of filing | JOHNSON B KEITH Director, Officer (President & CEO) | 5 | Common Stock Derivative · Direct | Holding | 46,200 owned after | $18.70 exercise price | 2006-02-10 | |
| 2006-02-10 holding as of filing | JOHNSON B KEITH Director, Officer (President & CEO) | 5 | Common Stock Derivative · Direct | Holding | 46,200 owned after | $23.31 exercise price | 2006-02-10 | |
| 2006-01-25 holding as of filing | HAWKINS LARRY J Officer (Executive Vice President/CLO) | 5 | Common Stock Derivative · Direct | Holding | 10,527 owned after | $14.05 exercise price | 2006-01-25 | |
| 2006-01-25 holding as of filing | HAWKINS LARRY J Officer (Executive Vice President/CLO) | 5 | Common Stock Derivative · Direct | Holding | 10,527 owned after | $13.41 exercise price | 2006-01-25 |