FIRST COLOMBIA GOLD CORP. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-06-06: Reporting owner Gates E Robert; Form 3; Security Preferred B Shares; Transaction Holding.
- 2014-06-02: Reporting owner Gates E Robert; Form 4; Security Class B Convertible Preferred Shares; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-01-20: Reporting owner SREDL GORDAN; Form 4; Security Class B Convertible Preferred Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-01-20: Reporting owner Sutti-Keyser Piero; Form 4; Security Class B Convertible Preferred Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-06-06 holding as of filing | Gates E Robert Director, 10% Owner | 3 | Preferred B Shares Derivative · Direct | Holding | $0.03 exercise price | 2014-06-06 | ||
| 2014-06-02 | Gates E Robert Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner | 4 | Class B Convertible Preferred Shares Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000,000 2,000,000 owned after | $0.00 | 2014-07-18 | |
| 2014-01-20 | SREDL GORDAN Director | 4 | Class B Convertible Preferred Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 5,000,000 owned after | $0.01 | 2014-01-23 | |
| 2014-01-20 | Sutti-Keyser Piero Director, Officer (Chief Executive Officer) | 4 | Class B Convertible Preferred Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 5,640,000 owned after | $0.01 | 2014-01-23 | |
| 2013-01-31 | SREDL GORDAN Director | 4 | Class A Convertible Preferred Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000,000 4,000,000 owned after | $8,800.00 | 2014-01-23 | |
| 2013-01-31 | Sutti-Keyser Piero Director, Officer (Chief Executive Officer) | 4 | Class A Convertible Preferred Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,545,600 4,640,600 owned after | no price filed | 2014-01-23 | |
| 2013-01-31 | SREDL GORDAN Director | 4 | Class A Convertible Preferred Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000,000 4,000,000 owned after | no price filed | 2013-02-12 | |
| 2013-01-31 | ZAPATA GILBERTO Officer (Chief Financial Officer) | 4 | Class A Convertible Preferred Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | no price filed | 2013-02-12 | |
| 2011-01-31 | Sutti-Keyser Piero Director, Officer (Chief Executive Officer) | 4 | Class A Convertible Preferred Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,545,600 4,640,600 owned after | no price filed | 2013-02-12 |