FINISAR CORP Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2013-12-20: Form 8-K; Period of report 2013-12-17; Description 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 2.03.
- 2013-12-16: Form 8-K; Period of report 2013-12-16; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2013-12-11: Form 8-K; Period of report 2013-12-10; Description 8.01 Other Events; Details 8.01.
- 2013-12-09: Form 8-K; Period of report 2013-12-09; Description 8.01 Other Events; Details 8.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2013-12-20 | 8-K | 2013-12-17 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 2.03 As previously reported, on December 16, 2013, Finisar Corporation, a Delaware corporation (the “Company”), issued and sold to Merrill, Lynch, Pierce, Fenner & Smith Incorporated (the “Initial Purchaser”) $225 million aggregate principal amount of the Company’s 0.50% Convertible Senior Notes due 2033 (the “Notes”) for resale to qualified institutional buyers in the United States pursuant to exemptions from the registration requirements of the Securities Act of 1933, as amended (the “Act”), afforded by Section 4(a)(2) of the Act and Rule 144A under the Act. 3.02 The information set forth under Item 1.01 of the Company’s report on Form 8-K dated December 16, 2013 and in Item 2.03 of this Form 8-K is incorporated herein by reference. | a13-26898_18k.htm |
| 2013-12-16 | 8-K | 2013-12-16 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth under Item 1.01 of this Form 8-K is incorporated herein by reference. 3.02 The information set forth under Item 1.01 of this Form 8-K is incorporated herein by reference. | a13-25764_48k.htm |
| 2013-12-11 | 8-K | 2013-12-10 | 8.01 Other Events | 8.01 On December 10, 2013, Finisar Corporation, a Delaware corporation (the “Company”), entered into a purchase agreement (the “Purchase Agreement”) with Merrill, Lynch, Pierce, Fenner & Smith Incorporated, as the initial purchaser (the “Initial Purchaser”), pursuant to which the Company has agreed to issue and sell, and the Initial Purchaser has agreed to purchase, $225 million aggregate principal amount of 0.50% Convertible Senior Notes due 2033 (the “Notes”) for resale to qualified institutional buyers in the United States pursuant to an exemption from the registration requirements of the Securities Act of 1933, as amended (the “Act”), afforded by Rule 144A under the Act. | a13-25764_38k.htm |
| 2013-12-09 | 8-K | 2013-12-09 | 8.01 Other Events | 8.01 On December 9, 2013, Finisar Corporation issued a press release announcing the proposed offering, subject to market conditions and other factors, of $200 million aggregate principal amount of convertible senior notes due 2033. | a13-25764_28k.htm |
| 2013-12-05 | 8-K | 2013-12-05 | 2.02 Results of Operations and Financial Condition | 2.02 Results of Operations and Financial Condition On December 5, 2013, Finisar Corporation issued a press release announcing its financial results for the second quarter of fiscal year 2014 ended October 27, 2013. | finisar8k.htm |
| 2013-09-27 | 8-K | 2013-09-27 | 8.01 Other Events | 8.01 Finisar Corporation (the “Company”) reported that, on September 27, 2013, Jerry S. Rawls, executive Chairman of the Board of the Company, made a filing with the Securities and Exchange Commission on Form 4 to report the sale of 706,172 shares of the Company’s common stock beneficially owned by Mr. Rawls. | a8-kfiled09272013.htm |
| 2013-09-05 | 8-K | 2013-09-05 | 2.02 Results of Operations and Financial Condition | 2.02 Results of Operations and Financial Condition On September 5, 2013, Finisar Corporation issued a press release announcing its financial results for the first quarter of fiscal year 2014 ended July 28, 2013. | finisar8k.htm |
| 2013-09-05 | 8-K | 2013-09-03 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On September 3, 2013, Finisar Corporation (the “Company”) held its annual meeting of stockholders. | a8-k.htm |
| 2013-08-15 | 8-K | 2013-08-09 | 8.01 Other Events | 8.01 As previously disclosed, Finisar Corporation (the “Company”) is a nominal defendant in several derivative actions pending in federal and state courts in California. | a13-18642_18k.htm |
| 2013-08-06 | 8-K | 2013-08-06 | 2.02 Results of Operations and Financial Condition | 2.02 Results of Operations and Financial Condition On August 6, 2013, Finisar Corporation issued a press release announcing its preliminary financial results for the first quarter fiscal year 2014, ended July 28, 2013. | finsar8k.htm |
| 2013-06-27 | 8-K | 2013-06-27 | 8.01 Other Events | 8.01 Finisar Corporation (the “Company”) is a nominal defendant in several shareholder derivative actions which have been consolidated into two cases currently pending in federal and state courts in California. | a8-kfiled6x27x2013.htm |
| 2013-06-24 | 8-K | 2013-06-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) Adoption of Executive Officer Compensation Plan. | a8-kfiled6x24x2013.htm |
| 2013-06-19 | 8-K | 2013-06-19 | 2.02 Results of Operations and Financial Condition | 2.02 Results of Operations and Financial Condition On June 19, 2013, Finisar Corporation issued a press release announcing its financial results for the fourth quarter and full fiscal year 2013 ended April 28, 2013. | finisar8k.htm |
| 2013-03-12 | 8-K | 2013-03-06 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On March 6, 2013, the Board of Directors of Finisar Corporation (the “Company”) determined to change the fiscal year of the Company from a year ending on April 30 of each year to a year ending on the Sunday closest to the last day of April in each year. | a8-kfiled3x12x2013.htm |
| 2013-03-07 | 8-K | 2013-03-07 | 2.02 Results of Operations and Financial Condition | 2.02 Results of Operations and Financial Condition On March 7, 2013, Finisar Corporation issued a press release announcing its financial results for the third quarter of fiscal 2013 ended January 27, 2013. | finisarcorp8k.htm |