FINDEX COM INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-06-25: Reporting owner MEMBRADO MICHAEL M; Form 3; Security Series RX-1 Convertible Preferred Stock; Transaction Holding.
- 2019-06-25: Reporting owner MEMBRADO MICHAEL M; Form 3; Security Series RX-3 Preferred Stock Purchase Warrant; Transaction Holding.
- 2019-06-06: Reporting owner MALONE STEVEN; Form 4; Security Series RX-3 Preferred Stock Purchase Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2019-06-06: Reporting owner MALONE STEVEN; Form 4; Security Series RX-3 Preferred Stock Purchase Warrant; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-06-25 holding as of filing | MEMBRADO MICHAEL M 10% Owner | 3 | Series RX-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2019-06-25 | ||
| 2019-06-25 holding as of filing | MEMBRADO MICHAEL M 10% Owner | 3 | Series RX-3 Preferred Stock Purchase Warrant Derivative · Direct | Holding | no price filed | 2019-06-25 | ||
| 2019-06-06 | MALONE STEVEN Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series RX-3 Preferred Stock Purchase Warrant Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +211,733 211,733,000 owned after | no price filed | 2019-06-24 | |
| 2019-06-06 | MALONE STEVEN Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series RX-3 Preferred Stock Purchase Warrant Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +81,806 81,806,000 owned after | no price filed | 2019-06-24 | |
| 2014-11-10 | KUEHNE JOHN A Director | 4 | Series MX Preferred Stock Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,875 0 owned after | $16.00 | 2015-06-23 | |
| 2014-07-29 | MALONE STEVEN Director, Officer (Chief Executive Officer), 10% Owner | 4 | MX Preferred Stock Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,125 3,125 owned after | $16.00 | 2014-10-07 | |
| 2014-07-29 | MALONE STEVEN Director, Officer (Chief Executive Officer), 10% Owner | 4 | MX Preferred Stock Non-derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +782 782 owned after | $16.00 | 2014-10-07 | |
| 2014-07-29 | KUEHNE JOHN A Director, 10% Owner | 4 | MX Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,875 1,875 owned after | $16.00 | 2014-10-07 |