FINCH THERAPEUTICS GROUP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows, 34 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-03-23: Reporting owner SMISEK JEFFERY A; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2021-03-23: Reporting owner SMISEK JEFFERY A; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2021-03-23: Reporting owner SMISEK JEFFERY A; Form 4; Security Series C Preferred Stock; Transaction C Conversion of derivative security.
- 2021-03-23: Reporting owner SMISEK JEFFERY A; Form 4; Security Series D Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-03-23 | SMISEK JEFFERY A Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −894,955 0 owned after | $0.00 | 2021-03-25 | |
| 2021-03-23 | SMISEK JEFFERY A Director | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −141,928 0 owned after | $0.00 | 2021-03-25 | |
| 2021-03-23 | SMISEK JEFFERY A Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −297,178 0 owned after | $0.00 | 2021-03-25 | |
| 2021-03-23 | SMISEK JEFFERY A Director | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −272,245 0 owned after | $0.00 | 2021-03-25 | |
| 2021-03-23 | Haft Nicholas Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −172,942 0 owned after | $0.00 | 2021-03-25 | |
| 2021-03-23 | Haft Nicholas Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −143,831 0 owned after | $0.00 | 2021-03-25 | |
| 2021-03-23 | Haft Nicholas Director | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,064,466 0 owned after | $0.00 | 2021-03-25 | |
| 2021-03-23 | Haft Nicholas Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −366,093 0 owned after | $0.00 | 2021-03-25 | |
| 2021-03-23 | Haft Nicholas Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −212,893 0 owned after | $0.00 | 2021-03-25 | |
| 2021-03-23 | Haft Nicholas Director | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,150,481 0 owned after | $0.00 | 2021-03-25 | |
| 2021-03-23 | FERRANTE DOMENIC J Director | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −141,928 0 owned after | $0.00 | 2021-03-25 | |
| 2021-03-23 | FERRANTE DOMENIC J Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −300,948 0 owned after | $0.00 | 2021-03-25 | |
| 2021-03-23 | FERRANTE DOMENIC J Director | 4 | Series D Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −90,378 0 owned after | $0.00 | 2021-03-25 | |
| 2021-03-23 | Crestovo Investor LLC | Shumway Chris Director, 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −8,672,117 0 owned after | no price filed | 2021-03-25 | |
| 2021-03-23 | Crestovo Investor LLC | Shumway Chris Director, 10% Owner | Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,064,466 0 owned after | no price filed | 2021-03-25 | |
| 2021-03-23 | Crestovo Investor LLC | Shumway Chris Director, 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,172,480 0 owned after | no price filed | 2021-03-25 | |
| 2021-03-23 | Crestovo Investor LLC | Shumway Chris Director, 10% Owner | Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −997,084 0 owned after | no price filed | 2021-03-25 | |
| 2021-03-18 holding as of filing | SMISEK JEFFERY A Director | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | SMISEK JEFFERY A Director | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | SMISEK JEFFERY A Director | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | SMISEK JEFFERY A Director | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | Shumway Chris | Crestovo Investor LLC Director, 10% Owner | Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | Shumway Chris | Crestovo Investor LLC Director, 10% Owner | Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | Shumway Chris | Crestovo Investor LLC Director, 10% Owner | Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | Shumway Chris | Crestovo Investor LLC Director, 10% Owner | Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | Haft Nicholas Director | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | Haft Nicholas Director | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | Haft Nicholas Director | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | Haft Nicholas Director | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | Haft Nicholas Director | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | Haft Nicholas Director | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | FERRANTE DOMENIC J Director | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | FERRANTE DOMENIC J Director | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2021-03-18 | ||
| 2021-03-18 holding as of filing | FERRANTE DOMENIC J Director | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2021-03-18 |