Fibrocell Science, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows, 17 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-11: Reporting owner INTREXON CORP | KIRK RANDAL J; Form 4; Security Warrant to Purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-12-11: Reporting owner INTREXON CORP | KIRK RANDAL J; Form 4; Security Warrant to Purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-12-11: Reporting owner INTREXON CORP | KIRK RANDAL J; Form 4; Security Warrant to Purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-03-08: Reporting owner KIRK RANDAL J | INTREXON CORP; Form 4; Security Warrant to Purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-11 | INTREXON CORP | KIRK RANDAL J 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · by NRM VII Holdings | P Open market or private purchase of non-derivative or derivative security | +2,567,121 2,567,121 owned after | $0.77 exercise price | 2017-12-13 | |
| 2017-12-11 | INTREXON CORP | KIRK RANDAL J 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · by Kapital Joe | P Open market or private purchase of non-derivative or derivative security | +155,347 155,347 owned after | $0.77 exercise price | 2017-12-13 | |
| 2017-12-11 | INTREXON CORP | KIRK RANDAL J 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · by Mascara Kaboom | P Open market or private purchase of non-derivative or derivative security | +4,805 4,805 owned after | $0.77 exercise price | 2017-12-13 | |
| 2017-03-08 | KIRK RANDAL J | INTREXON CORP 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · by Kapital Joe | P Open market or private purchase of non-derivative or derivative security | +136,634 136,634 owned after | $0.85 exercise price | 2017-03-10 | |
| 2017-03-08 | KIRK RANDAL J | INTREXON CORP 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · by Mascara Kaboom | P Open market or private purchase of non-derivative or derivative security | +3,867 3,867 owned after | $0.85 exercise price | 2017-03-10 | |
| 2017-03-08 | KIRK RANDAL J | INTREXON CORP 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · by NRM VII | P Open market or private purchase of non-derivative or derivative security | +2,250,594 2,250,594 owned after | $0.85 exercise price | 2017-03-10 | |
| 2017-03-08 | KIRK RANDAL J | INTREXON CORP 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · by Intrexon | P Open market or private purchase of non-derivative or derivative security | +1,496,529 1,496,529 owned after | $0.85 exercise price | 2017-03-10 | |
| 2016-09-07 | KIRK RANDAL J | INTREXON CORP 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · by Kapital Joe | P Open market or private purchase of non-derivative or derivative security | $1.50 exercise price | 2016-09-09 | ||
| 2016-09-07 | KIRK RANDAL J | INTREXON CORP 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · by Mascara Kaboom | P Open market or private purchase of non-derivative or derivative security | $1.50 exercise price | 2016-09-09 | ||
| 2016-09-07 | KIRK RANDAL J | INTREXON CORP 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · by NRM VII Holdings | P Open market or private purchase of non-derivative or derivative security | $1.50 exercise price | 2016-09-09 | ||
| 2016-09-07 | KIRK RANDAL J | INTREXON CORP 10% Owner | 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · by Intrexon | P Open market or private purchase of non-derivative or derivative security | $1.50 exercise price | 2016-09-09 | ||
| 2014-05-23 holding as of filing | Maslowski John Michael Officer (V.P., Scientific Affairs) | 3 | Warrant to Purchase Common Stock Derivative · Direct | Holding | $6.25 exercise price | 2014-05-23 | ||
| 2012-05-24 | Korkos George J Director | 4 | Warrant to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 700,000 owned after | $0.30 exercise price | 2012-05-30 | |
| 2012-05-14 | Mazur Marc Director | 4 | Warrant to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 600,000 owned after | $0.30 exercise price | 2012-05-16 | |
| 2011-01-21 | Korkos George J Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 500,000 owned after | $0.50 exercise price | 2011-01-25 | |
| 2010-03-04 holding as of filing | Deerfield Special Situations Fund, L.P. | DEERFIELD CAPITAL LP | Flynn James E | | | 3 | Common Stock Warrants (right to buy) Derivative · Indirect · Through Deerfield Special Situations Fund, L.P. | Holding | $0.98 exercise price | 2010-03-04 | ||
| 2010-03-04 holding as of filing | Deerfield Special Situations Fund, L.P. | DEERFIELD CAPITAL LP | Flynn James E | | | 3 | Common Stock Warrants (right to buy) Derivative · Indirect · Through Deerfield Special Situations Fund International Limited | Holding | $0.98 exercise price | 2010-03-04 |