FANTEX, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2017-01-27: Form 8-K; Period of report 2017-01-23; Description 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Details 3.03.
- 2016-11-22: Form 8-K; Period of report 2016-11-16; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
- 2016-08-16: Form 8-K; Period of report 2016-08-16; Description 8.01 Other Events.
- 2016-07-27: Form 8-K; Period of report 2016-07-21; Description 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2017-01-27 | 8-K | 2017-01-23 | 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 3.03 As previously disclosed in the Current Report on Form 8-K, Item 5.07, “Submission of Matters to a Vote of Security Holders,” filed by Fantex, Inc. (the “Company”) on November 22, 2016, the holder of a majority of the voting power of Company’s capital stock approved amendments to the Company’s Certificate of Incorporation to first effect a reverse stock split of each of the Company’s series of convertible tracking stock (“Convertible Tracking Stock”), other than shares of Convertible Tracking Stocks included in the Company’s Fantex Sports Portfolio 1 Units (the “Units”), at an exchange ratio of 1-for-200 (the “Reverse Split”), immediately followed by a forward stock split of such series of Convertible Tracking Stocks, at an exchange ratio of 200-for-1 shares (the “Forward Split” and together with the Reverse Split, the “Reverse/Forward Split”). 5.03 The information set forth under “Item 3.03 Material Modification to the Rights of Security Holders” is incorporated herein by reference thereto. | a17-3380_18k.htm |
| 2016-11-22 | 8-K | 2016-11-16 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On November 16, 2016, Fantex, Inc. (the “Company”) obtained the written consent of Fantex Holdings, Inc. (the “Majority Stockholder”), the holder of a majority of the voting power of the Company’s capital stock, approving amendments to the Company’s Amended and Restated Certificate of Incorporation to effect a reverse stock split of the Company’s Common Stock, at an exchange ratio of 1-for-200 shares of outstanding Common Stock (the “Reverse Split”), immediately followed by a forward stock split of the Company’s Common Stock, at an exchange ratio of 200-for-1 shares of outstanding Common Stock (the “Forward Split” and together with the Reverse Split, the “Reverse/Forward Split”). | a16-18855_48k.htm |
| 2016-08-16 | 8-K | 2016-08-16 | 8.01 Other Events | fntx-20160816x8k.htm | |
| 2016-07-27 | 8-K | 2016-07-21 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 3.02 The information called for by this Item 3.02 is contained in Item 1.01, which is incorporated herein by reference. 5.02 On July 21, 2016, the Company appointed Ted Monohon, age 50, as the Company’s principal accounting officer, effective as July 21, 2016. 5.03 In connection with the Offering, on July 21, 2016, the Company filed a Certificate of Designations of the Fantex Series Professional Sports (the “Certificate of Designations”) with the Secretary of State of the State of Delaware, effective as of July 21, 2016, designating 4,540,443 shares of the Company’s common stock as Fantex Series Professional Sports and establishing the rights, preferences, privileges and restrictions of the holders of the Fantex Series Professional Sports. 8.01 On July 25, 2016, FBS issued a press release announcing the closing of the Offering. | fntx-20160721x8k.htm |
| 2016-06-03 | 8-K | 2016-05-31 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On May 31, 2016, Fantex, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). | fntx-20160531x8k.htm |
| 2016-05-03 | 8-K | 2016-04-27 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | fntx-20160427x8k.htm | |
| 2016-03-21 | 8-K | 2016-03-10 | 8.01 Other Events | fntx-20160310x8k.htm | |
| 2016-01-14 | 8-K | 2016-01-13 | 2.02 Results of Operations and Financial Condition | 2.02 On January 13, 2016, Fantex, Inc. (the “Company”) announced preliminary estimates of the fair value and attributed net equity of each of its outstanding series of convertible tracking stocks as of December 31, 2015. | fntx-20160113x8k.htm |
| 2015-12-30 | 8-K | 2015-12-23 | 1.01 Entry into a Material Definitive Agreement | fntx-20151223x8k.htm | |
| 2015-09-24 | 8-K | 2015-09-23 | 1.01 Entry into a Material Definitive Agreement | fntx-20150923x8k.htm | |
| 2015-09-22 | 8-K | 2015-09-17 | 1.01 Entry into a Material Definitive Agreement | fntx-20150917x8k.htm | |
| 2015-09-11 | 8-K | 2015-09-10 | 1.01 Entry into a Material Definitive Agreement | fntx-20150910x8k.htm | |
| 2015-07-14 | 8-K | 2015-07-14 | 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 3.03 On July 14, 2015, Fantex, Inc. (the “Company”) closed an underwritten public offering of 268,100 shares of a new series of its convertible tracking stock, Fantex Series Jack Mewhort Convertible Tracking Stock, par value $0.0001 per share (“Fantex Series Jack Mewhort”), at a price of $10.00 per share (the “Offering”) for net proceeds of $2,520,140, after deducting underwriting discounts payable by the Company, and paid $2,520,000 of such proceeds to Jack Mewhort to cover the purchase price under the Company’s brand contract with him. 5.03 On July 14, 2015, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, effective on July 14, 2015. 8.01 On July 14, 2015, Fantex Brokerage Services, LLC issued a press release announcing the closing of the underwritten public offering described in Item 3.03 of this Current Report on Form 8-K. A copy of the press release is attached as Exhibit 99.1 hereto and is incorporated herein by reference. | a15-9414_228k.htm |
| 2015-06-01 | 8-K | 2015-05-27 | 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 3.03 On May 29, 2015, Fantex, Inc. (the “Company”) closed an underwritten public offering of 362,200 shares of a new series of its convertible tracking stock, Fantex Series Michael Brockers Convertible Tracking Stock, par value $0.0001 per share (“Fantex Series Michael Brockers”), at a price of $10.00 per share (the “Offering”) for net proceeds of $3,440,900, after deducting underwriting discounts payable by the Company, and paid $3,440,000 of such proceeds to Michael Brockers to cover the purchase price under the Company’s brand contract with him. 5.03 On May 29, 2015, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, effective on May 29, 2015. 5.07 On May 27, 2015, the Company held its Annual Meeting of Stockholders (the “Annual Meeting”). 8.01 On May 31, 2015, the Board of Directors of the Company declared a dividend of $0.20 per share for its Fantex Series Mohamed Sanu Convertible Tracking Stock (“Fantex Series Mohamed Sanu”). | a15-1065_288k.htm |
| 2015-04-17 | 8-K | 2015-04-17 | 8.01 Other Events | fntx-20150417x8k.htm | |
| 2015-03-19 | 8-K | 2015-03-19 | 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 3.03 On March 19, 2015, Fantex, Inc. (the “Company”) closed an underwritten public offering of 835,800 shares of a new series of its convertible tracking stock, Fantex Series Alshon Jeffery Convertible Tracking Stock, par value $0.0001 per share (the “Fantex Series Alshon Jeffery”), at a price of $10.00 per share (the “Offering”). 5.03 On March 19, 2015, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, effective on March 19, 2015. 8.01 On March 19, 2015, Fantex Brokerage Services, LLC issued a press release announcing the closing of the underwritten public offering described in Item 3.03 of this Current Report on Form 8-K. A copy of the press release is attached as Exhibit 99.1 hereto and is incorporated herein by reference. | a14-21302_528k.htm |
| 2015-01-13 | 8-K | 2015-01-13 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | fntx-20150113x8k.htm |
| 2014-11-04 | 8-K | 2014-11-03 | 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 3.03 On November 3, 2014, Fantex, Inc. (the “Company”) closed an underwritten public offering of 164,300 shares of a new series of its convertible tracking stock, Fantex Series Mohamed Sanu Convertible Tracking Stock, par value $0.0001 per share (the “Fantex Series Mohamed Sanu”), at a price of $10.00 per share (the “Offering”). 5.03 On November 3, 2014, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, effective on November 3, 2014. 8.01 On November 3, 2014, Fantex Brokerage Services, LLC issued a press release announcing the closing of the underwritten public offering described in Item 3.03 of this Current Report on Form 8-K. A copy of the press release is attached as Exhibit 99.1 hereto and is incorporated herein by reference. | a14-23638_18k.htm |
| 2014-10-22 | 8-K | 2014-10-21 | 8.01 Other Events | 8.01 On October 21, 2014, Fantex, Inc., a Delaware corporation (the “Company”), issued a press release announcing that its Board of Directors declared a dividend of $0.30 per share for its Fantex Series Vernon Davis Convertible Tracking Stock (“Fantex Vernon Davis”). | a14-22791_18k.htm |
| 2014-09-22 | 8-K | 2014-09-18 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | a14-21261_38k.htm |
| 2014-07-22 | 8-K | 2014-07-21 | 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 3.03 On July 21, 2014, Fantex, Inc. (the “Company”) closed an underwritten public offering of 523,700 shares of a new series of its convertible tracking stock, Fantex Series EJ Manuel Convertible Tracking Stock, par value $0.0001 per share (the “Fantex Series EJ Manuel”), at a price of $10.00 per share (the “Offering”). 5.03 On July 21, 2014, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, effective on July 21, 2014. 8.01 On July 21, 2014, Fantex Brokerage Services, LLC issued a press release announcing the closing of the underwritten public offering described in Item 3.03 of this Current Report on Form 8-K. A copy of the press release is attached as Exhibit 99.1 hereto and is incorporated herein by reference. | a14-6704_628k.htm |
| 2014-05-29 | 8-K | 2014-05-28 | 8.01 Other Events | 8.01 On May 28, 2014, Fantex, Inc., a Delaware corporation (the “Company”), issued a press release announcing that its Board of Directors declared a dividend of $0.70 per share for its Fantex Series Vernon Davis Convertible Tracking Stock (“Fantex Vernon Davis”). | a14-13815_18k.htm |
| 2014-05-19 | 8-K | 2014-05-19 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | a14-13054_18k.htm |