ExOne Co Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-02-13: Reporting owner ROCKWELL S KENT; Form 3; Security Class A Preferred Stock; Transaction Holding.
- 2013-02-13: Reporting owner ROCKWELL S KENT; Form 4; Security Class A Preferred Stock; Transaction Holding.
- 2013-02-06: Reporting owner ROCKWELL S KENT; Form 4/A; Security Class A Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-02-13 holding as of filing | ROCKWELL S KENT Director, Officer (Chair and CEO), 10% Owner | 3 | Class A Preferred Stock Derivative · Indirect · By S. Kent Rockwell Revocable Trust | Holding | no price filed | 2013-02-13 | ||
| 2013-02-13 holding as of filing | ROCKWELL S KENT Director, Officer (Chair and CEO), 10% Owner | 4 | Class A Preferred Stock Derivative · Indirect · By S. Kent Rockwell Revocable Trust | Holding | 0 owned after | no price filed | 2013-02-13 | |
| 2013-02-06 | ROCKWELL S KENT Director, Officer (Chair and CEO) | 4/A | Class A Preferred Stock Derivative · Indirect · By S. Kent Rockwell Revocable Trust | C Conversion of derivative security | −12,983,602 0 owned after | $0.00 | 2013-05-02 |