EXELIS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-26: Reporting owner HAMRE JOHN J; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-26: Reporting owner HAMRE JOHN J; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-29: Reporting owner HAKE RALPH F; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-15: Reporting owner Gold Christina A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-26 | HAMRE JOHN J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,480 0 owned after | $8.49 exercise price | 2012-12-27 | |
| 2012-12-26 | HAMRE JOHN J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,970 0 owned after | $7.52 exercise price | 2012-12-27 | |
| 2012-11-29 | HAKE RALPH F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,420 0 owned after | $7.00 exercise price | 2012-11-29 | |
| 2012-11-15 | Gold Christina A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,420 0 owned after | $7.00 exercise price | 2012-11-16 | |
| 2012-11-15 | Gold Christina A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,480 0 owned after | $8.49 exercise price | 2012-11-16 | |
| 2012-11-15 | Gold Christina A Director | 4 | Stock Option (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,970 0 owned after | $7.52 exercise price | 2012-11-16 | |
| 2012-11-08 | HAMRE JOHN J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,420 0 owned after | $7.00 exercise price | 2012-11-08 | |
| 2012-10-26 | LORANGER STEVEN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 0 owned after | $9.41 exercise price | 2012-11-01 | |
| 2012-03-07 | Wilson Michael R. Officer (President, Information Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,651 0 owned after | $10.30 exercise price | 2012-03-07 | |
| 2012-03-07 | Procopio A. John Officer (Chief Human Resources Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,856 0 owned after | $10.30 exercise price | 2012-03-07 | |
| 2012-03-07 | LORANGER STEVEN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $10.30 exercise price | 2012-03-07 | |
| 2012-03-06 | Young Christopher D. Officer (President, Geospatial Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +116,327 116,327 owned after | $11.19 exercise price | 2012-03-07 | |
| 2012-03-06 | Wilson Michael R. Officer (President, Information Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +122,449 122,449 owned after | $11.19 exercise price | 2012-03-07 | |
| 2012-03-06 | Shephard John E Jr Officer (Chief Strategy and M&A Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,612 80,612 owned after | $11.19 exercise price | 2012-03-07 | |
| 2012-03-06 | Procopio A. John Officer (Chief Human Resources Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 28,856 owned after | $10.30 exercise price | 2012-03-07 | |
| 2012-03-06 | Procopio A. John Officer (Chief Human Resources Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +102,449 102,449 owned after | $11.19 exercise price | 2012-03-07 | |
| 2012-03-06 | Milligan Peter J Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +191,837 191,837 owned after | $11.19 exercise price | 2012-03-07 | |
| 2012-03-06 | Melcher David F Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +775,510 775,510 owned after | $11.19 exercise price | 2012-03-07 | |
| 2012-03-06 | LORANGER STEVEN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −99,120 100,000 owned after | $10.30 exercise price | 2012-03-07 | |
| 2012-03-06 | Kudla Gregory P. Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,612 30,612 owned after | $11.19 exercise price | 2012-03-07 | |
| 2012-03-06 | Hunzeker Kenneth W. Officer (President, Mission Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71,429 71,429 owned after | $11.19 exercise price | 2012-03-07 | |
| 2012-03-06 | HAMRE JOHN J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,140 0 owned after | $10.30 exercise price | 2012-03-07 | |
| 2012-03-06 | HAKE RALPH F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,140 0 owned after | $10.30 exercise price | 2012-03-07 | |
| 2012-03-06 | Gold Christina A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,140 0 owned after | $10.30 exercise price | 2012-03-07 | |
| 2012-03-06 | Gold Christina A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,560 0 owned after | $7.83 exercise price | 2012-03-07 | |
| 2012-03-06 | Davidson Ann D Officer (Chief Legal Officer & Corp Sec) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +126,531 126,531 owned after | $11.19 exercise price | 2012-03-07 | |
| 2012-03-06 | Bernhardt Christopher C Officer (President, Electronic Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −79,457 0 owned after | $10.30 exercise price | 2012-03-07 | |
| 2012-03-06 | Bernhardt Christopher C Officer (President, Electronic Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +128,571 128,571 owned after | $11.19 exercise price | 2012-03-07 | |
| 2012-02-06 | HAMRE JOHN J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,560 0 owned after | $7.83 exercise price | 2012-02-08 |