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EXELA TECHNOLOGIES, INC. Form 8-K: Current report, 2019

EXELA TECHNOLOGIES, INC. Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2019-12-05: Form 8-K; Period of report 2019-12-02; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; Details 5.02.
  • 2019-11-27: Form 8-K; Period of report 2019-11-27; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
  • 2019-11-12: Form 8-K; Period of report 2019-11-12; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
  • 2019-10-29: Form 8-K; Period of report 2019-10-25; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 3.01.
FiledFormPeriod of reportDescriptionDetailsDocument
2019-12-058-K2019-12-025.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure5.02 On December 2, 2019, the Board of Directors (the “Board”) of Exela Technologies, Inc. (the “Company”), elected J. Coley Clark as a Class A director of the Company effective December 2, 2019 to serve until the 2021 Annual Meeting of Stockholders of the Company.
7.01 The Company issued a press release on December 5, 2019 announcing the appointment of Mr. Clark.
tm1923665d1_8k.htm
2019-11-278-K2019-11-273.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing3.01 On November 27, 2019, Exela Technologies, Inc. (“Exela”) received a letter from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market (“Nasdaq”) notifying Exela that, for the last 30 consecutive business days, the closing bid price for Exela’s common stock was below the minimum $1.00 per share requirement for continued listing on The Nasdaq Capital Market as set forth in Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”).tm1923665d2_8k.htm
2019-11-128-K2019-11-122.02 Results of Operations and Financial Condition2.02 On November 12, 2019, Exela Technologies, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended September 30, 2019.a19-22374_18k.htm
2019-10-298-K2019-10-253.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers3.01 On October 25, 2019, Nathaniel Lipman, and on October 28, 2019, Joshua Black and Matthew Nord, resigned from the Board of Directors (the “Board”) of Exela Technologies, Inc. (the “Company”) and all committees of the Board, effective immediately.
5.02 As described in Item 3.01 of this Current Report on Form 8-K, on October 25, 2019, Nathaniel Lipman, and on October 28, 2019, Joshua Black and Matthew Nord, resigned from the Board and all committees of the Board, effective immediately.
a19-21423_18k.htm
2019-08-088-K2019-08-082.02 Results of Operations and Financial Condition2.02 On August 8, 2019, Exela Technologies, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended June 30, 2019.a19-16877_18k.htm
2019-07-298-K2019-07-255.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure5.02 On July 25, 2019, the Board of Directors (the “Board”) of Exela Technologies, Inc. (the “Company”), elected Martin P. Akins as a Class C director of the Company effective July 29, 2019 (the “Effective Date”).
7.01 The Company issued a press release on July 29, 2019 announcing the appointment of Mr. Akins.
a19-16261_18k.htm
2019-06-058-K2019-05-315.07 Submission of Matters to a Vote of Security Holders5.07 The Annual Meeting of Shareholders of Exela Technologies, Inc. (the “Company”) was held on May 31, 2019.a19-11050_18k.htm
2019-05-098-K2019-05-092.02 Results of Operations and Financial Condition2.02 On May 9, 2019, Exela Technologies, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended March 30, 2019.a19-9537_18k.htm
2019-04-178-K2019-04-161.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant1.01 Entry into a Material Definitive Agreement.
2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference.
a19-8459_18k.htm
2019-03-198-K2019-03-182.02 Results of Operations and Financial Condition2.02 On March 18, 2019, Exela Technologies, Inc. (the “Company”) issued a press release announcing its financial results for the full year ended December 31, 2018.a19-6773_18k.htm
2019-02-258-K2019-02-213.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers3.01 On February 21, 2019, Gordon Coburn resigned from the Board of Directors (the “Board”) of Exela Technologies, Inc. (the “Company”) and all committees of the Board, effective immediately.
5.02 As described in Item 3.01 of this Current Report on Form 8-K, on February 21, 2019, Gordon Coburn informed the Company of his decision to resign from the Board and all committees of the Board, effective immediately.
a19-5256_18k.htm
2019-01-168-K2018-12-185.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On January 10, 2018, Exela Technologies, Inc. (the “Company”) announced that Mark D. Fairchild would assume the new role of President, Exela Smart OfficeSM.a19-2940_18k.htm