EXCEL TRUST, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-07-31: Reporting owner NAKAGAWA JAMES Y; Form 4; Security Common Operating Partnership Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-07-31: Reporting owner SABIN GARY B; Form 4; Security Common Operating Partnership Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-07-31: Reporting owner BURTON MARK T; Form 4; Security Common Operating Partnership Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-07-31: Reporting owner OTTESEN S ERIC; Form 4; Security Common Operating Partnership Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-07-31 | NAKAGAWA JAMES Y Officer (CFO and Treasurer) | 4 | Common Operating Partnership Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,564 0 owned after | no price filed | 2015-07-31 | |
| 2015-07-31 | SABIN GARY B Director, Officer (Chairman of the Board / CEO) | 4 | Common Operating Partnership Units Derivative · Indirect · Gary B. Sabin Family Trust dated May 20, 1982 | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −471,370 0 owned after | no price filed | 2015-07-31 | |
| 2015-07-31 | BURTON MARK T Director, Officer (CIO, SVP - Acquisitions) | 4 | Common Operating Partnership Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,564 0 owned after | no price filed | 2015-07-31 | |
| 2015-07-31 | OTTESEN S ERIC Officer (SVP, GC and Secretary) | 4 | Common Operating Partnership Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,564 0 owned after | no price filed | 2015-07-31 | |
| 2010-05-04 | SABIN GARY B Director, Officer (Chairman of the Board / CEO) | 4 | Limited Partnership Units Derivative · Indirect · By Gary D. Sabin Family Trust dated May 20, 1982 | J Other acquisition or disposition (describe transaction) | +471,370 471,370 owned after | no price filed | 2010-05-06 | |
| 2010-05-04 | NAKAGAWA JAMES Y Officer (CFO and Treasurer) | 4 | Limited Partnership Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | +56,564 56,564 owned after | no price filed | 2010-05-06 | |
| 2010-05-04 | OTTESEN S ERIC Officer (SVP, GC and Secretary) | 4 | Limited Partnership Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | +56,564 56,564 owned after | no price filed | 2010-05-06 | |
| 2010-05-04 | BURTON MARK T Officer (CIO, SVP - Acquisitions) | 4 | Limited Partnership Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | +56,564 56,564 owned after | no price filed | 2010-05-06 |