EAST WEST BANCORP, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-02-12: Reporting owner Leerhsen Deborah; Form 3/A; Security No securities beneficially owned; Transaction Holding.
- 2025-01-10: Reporting owner Leerhsen Deborah; Form 3; Security No securities beneficially owned; Transaction Holding.
- 2023-10-10: Reporting owner Del Moral-Niles Christopher; Form 3; Security No securities beneficially owned; Transaction Holding.
- 2022-01-11: Reporting owner Shi Parker; Form 3; Security No securities beneficially owned; Transaction Holding.
EWBC insiders transactions against the stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
Logarithmic scale. Both lines share the same starting value for the selected range.
Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-02-12 holding as of filing | Leerhsen Deborah Officer (Executive Vice President) | 3/A | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2025-02-12 | |
| 2025-01-10 holding as of filing | Leerhsen Deborah Officer (Executive Vice President) | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2025-01-10 | |
| 2023-10-10 holding as of filing | Del Moral-Niles Christopher Officer (Chief Financial Officer) | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2023-10-10 | |
| 2022-01-11 holding as of filing | Shi Parker Officer (Chief Operating Officer) | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2022-01-11 | |
| 2022-01-11 holding as of filing | Huang Nick Officer (Head of Commercial Banking) | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2022-01-11 | |
| 2019-10-28 holding as of filing | Deskus Archana Director | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2019-10-28 | |
| 2016-10-07 holding as of filing | Guyett Gregory L Officer (President and COO) | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2016-10-07 | |
| 2009-06-08 | LIU JACK C Director | 4/A | NON CUM PERP PFD CONV SERIES A Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100 100 owned after | $550.00 | $7.91 | 2009-06-11 |
| 2009-03-06 | KRAUSE DOUGLAS PAUL Officer (Executive Vice-President) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,561 39,189 owned after | $36.87 exercise price | $3.69 | 2006-03-13 |
| 2006-06-13 | NG DOMINIC Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 1,493,350 owned after | $5.00 exercise price | $38.91 | 2006-06-14 |
| 2006-06-12 | NG DOMINIC Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 1,508,350 owned after | $5.00 exercise price | $39.51 | 2006-06-14 |
| 2006-06-01 | GOUW JULIA S Director, Officer (Executive Vice-President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 173,753 owned after | $5.00 exercise price | $40.30 | 2006-06-05 |
| 2006-05-16 | NG DOMINIC Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 1,513,350 owned after | $5.00 exercise price | $39.71 | 2006-05-17 |
| 2006-05-15 | NG DOMINIC Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 1,528,350 owned after | $5.00 exercise price | $39.46 | 2006-05-17 |
| 2006-05-11 | GOUW JULIA S Director, Officer (Executive Vice-President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 193,753 owned after | $5.00 exercise price | $39.08 | 2006-05-15 |
| 2006-04-25 | NG DOMINIC Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 1,553,350 owned after | $5.00 exercise price | $39.81 | 2006-04-26 |
| 2006-04-24 | NG DOMINIC Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 1,578,350 owned after | $5.00 exercise price | $39.80 | 2006-04-26 |
| 2006-04-20 | GOUW JULIA S Director, Officer (Executive Vice-President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 213,753 owned after | $5.00 exercise price | $39.93 | 2006-04-24 |
| 2006-03-20 | CHOW DONALD SANG Officer (Executive Vice-President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 50,339 owned after | $5.00 exercise price | $39.51 | 2006-03-21 |
| 2006-03-17 | CHOW DONALD SANG Officer (Executive Vice-President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 52,339 owned after | $5.00 exercise price | $38.24 | 2006-03-21 |
| 2006-03-14 | NG DOMINIC Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 1,593,350 owned after | $5.00 exercise price | $37.72 | 2006-03-15 |
| 2006-03-14 | CHOW DONALD SANG Officer (Executive Vice-President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 53,339 owned after | $5.00 exercise price | $37.72 | 2006-03-15 |
| 2006-03-09 | NG DOMINIC Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 1,633,350 owned after | $36.87 exercise price | $36.13 | 2006-03-13 |
| 2006-03-09 | Spigner David Officer (Executive Vice President) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,424 27,802 owned after | $36.87 exercise price | $36.13 | 2006-03-13 |
| 2006-03-09 | Chen Wellington Officer (Executive Vice President) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,679 19,309 owned after | $36.87 exercise price | $36.13 | 2006-03-13 |
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