EVO Transportation & Energy Services, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2019-06-12: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-05-31; Total offering amount $40,000,000.
- 2018-10-03: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2018-07-20; Total offering amount $10,000,000.
- 2018-10-03: Federal exemption Rule 506(b); Types of securities offered SecurityToBeAcquired; Date of first sale 2017-05-31; Total offering amount $826,669.
- 2018-08-14: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2018-07-20; Total offering amount $10,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2019-06-12 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2019-05-31 | $40,000,000 | $11,400,000 | $28,600,000 | 6 |
| 2018-10-03 D/A | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2018-07-20 | $10,000,000 | $4,005,000 | $5,995,000 | 10 |
| 2018-10-03 D/A | Rule 506(b) | SecurityToBeAcquired | 2017-05-31 | $826,669 | $309,999 | $516,670 | 4 |
| 2018-08-14 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2018-07-20 | $10,000,000 | $3,000,000 | $7,000,000 | 1 |
| 2018-06-28 D/A | Rule 506(b) | SecurityToBeAcquired | 2017-05-31 | $826,669 | $309,999 | $516,670 | 4 |
| 2017-06-12 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Units consisting of common stock and warrants to purchase common stock. | 2017-05-31 | $5,333,328 | $309,999 | $5,023,329 | 4 |