EVERYWARE GLOBAL, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 69 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-04-30: Reporting owner Hall George E.; Form 4; Security Warrants to Purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-04-30: Reporting owner CLINTON GROUP INC | CLINTON MAGNOLIA FUND LTD; Form 4; Security Warrants to Purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-02-29: Reporting owner ROIC Acquisition Holdings LP; Form 4; Security Sponsor Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-04-30 | Hall George E. Director, Officer (Chief Investment Officer), 10% Owner | 4 | Warrants to Purchase Common Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +50,000 557,184 owned after | $1.10 | 2013-05-01 | |
| 2013-04-30 | CLINTON GROUP INC | CLINTON MAGNOLIA FUND LTD 10% Owner | 10% Owner | 4 | Warrants to Purchase Common Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +50,000 557,184 owned after | $1.10 | 2013-05-01 | |
| 2012-02-29 | ROIC Acquisition Holdings LP 10% Owner | 4 | Sponsor Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −4,166,667 4,166,667 owned after | $0.75 | 2013-01-17 |