EV CHARGING USA, INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-30: Reporting owner Howe Brian Christopher; Form 3; Security Series D Preferred Stock; Transaction Holding.
- 2014-08-28: Reporting owner ASTROM RICHARD; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
- 2014-08-28: Reporting owner ASTROM RICHARD; Form 3; Security Series B Convertible Preferred Stock; Transaction Holding.
- 2014-08-27: Reporting owner ASTROM RICHARD; Form 4; Security Series A Preferred; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-30 holding as of filing | Howe Brian Christopher Director, Officer (President), 10% Owner | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2014-10-30 | ||
| 2014-08-28 holding as of filing | ASTROM RICHARD Director, Officer (President), 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2014-08-28 | ||
| 2014-08-28 holding as of filing | ASTROM RICHARD Director, Officer (President), 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2014-08-28 | ||
| 2014-08-27 | ASTROM RICHARD Director, Officer (President) | 4 | Series A Preferred Derivative · Direct | S Open market or private sale of non-derivative or derivative security | +5,000,000 250 owned after | $0.20 | 2014-08-29 |