Equitable Financial Corp. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-08-21: Reporting owner Westering William B; Form 4; Security Director Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-02-21: Reporting owner WASSINGER BENEDICT P JR; Form 4; Security Director Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-02-21: Reporting owner PRICE PAMELA L; Form 4; Security Director Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-02-21: Reporting owner HEDMAN GARY L; Form 4; Security Director Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-08-21 | Westering William B Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,329 8,329 owned after | $12.00 exercise price | 2018-08-31 | |
| 2017-02-21 | WASSINGER BENEDICT P JR Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,329 8,329 owned after | $9.90 exercise price | 2017-02-23 | |
| 2017-02-21 | PRICE PAMELA L Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,329 8,329 owned after | $9.90 exercise price | 2017-02-23 | |
| 2017-02-21 | HEDMAN GARY L Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,329 8,329 owned after | $9.90 exercise price | 2017-02-23 | |
| 2017-02-21 | Nodgaard Douglas J Officer (Community Bank President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $9.90 exercise price | 2017-02-23 | |
| 2017-02-21 | Ray Darcy M Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.90 exercise price | 2017-02-23 | |
| 2017-02-21 | Fisher Levi D Director, Officer (Community Bank President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $9.90 exercise price | 2017-02-23 | |
| 2017-02-21 | Richardson David Lee Director, Officer (Community Bank President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $9.90 exercise price | 2017-02-23 | |
| 2017-02-21 | GDOWSKI THOMAS E Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,508 32,508 owned after | $9.90 exercise price | 2017-02-23 | |
| 2017-02-21 | REDMAN DOUGLAS J Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,329 8,329 owned after | $9.90 exercise price | 2017-02-23 | |
| 2017-02-21 | Dugan Vincent J Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,329 8,329 owned after | $9.90 exercise price | 2017-02-23 |