EPOCRATES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 75 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-07: Reporting owner Brandt Peter C.; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-07: Reporting owner Budish Adam; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-15: Reporting owner Gervais Heather; Form 3; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
- 2011-09-02: Reporting owner Tseng Erick; Form 3; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-07 | Brandt Peter C. Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $8.74 exercise price | 2011-12-09 | |
| 2011-12-07 | Budish Adam Officer (SVP, Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $8.74 exercise price | 2011-12-08 | |
| 2011-11-15 holding as of filing | Gervais Heather Officer (SVP, Commercial Operations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $13.36 exercise price | 2011-11-15 | ||
| 2011-09-02 holding as of filing | Tseng Erick Director | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $10.81 exercise price | 2011-09-02 | ||
| 2011-08-04 | GREENFIELD GARY G Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,650 19,650 owned after | $16.00 exercise price | 2011-08-04 | |
| 2011-06-27 | Kaminer Matthew Officer (General Counsel & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $17.95 exercise price | 2011-07-22 | |
| 2011-05-06 | HARRISON THOMAS L Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,790 11,790 owned after | $21.98 | 2011-05-10 | |
| 2011-05-06 | Brandt Peter C. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,790 11,790 owned after | $21.98 | 2011-05-10 | |
| 2011-05-06 | Voris John Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,790 11,790 owned after | $21.98 | 2011-05-10 | |
| 2011-05-06 | WAN MARK A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,790 11,790 owned after | $21.98 | 2011-05-10 | |
| 2011-05-06 | Chambon Philippe O. Director, 10% Owner | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,790 11,790 owned after | $21.98 | 2011-05-10 | |
| 2011-05-06 | JONES PATRICK S Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,790 11,790 owned after | $21.98 | 2011-05-10 | |
| 2011-03-24 | Kleine Joseph B. Officer (EVP & Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,048 70,048 owned after | $13.36 exercise price | 2011-03-28 | |
| 2011-03-24 | Banta Paul F. Officer (EVP, GC & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,536 52,536 owned after | $13.36 exercise price | 2011-03-28 | |
| 2011-02-01 | Brandt Peter C. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,650 19,650 owned after | $16.00 exercise price | 2011-02-02 | |
| 2011-02-01 holding as of filing | CHAMBON PHILIPPE Director, 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $10.17 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | CHAMBON PHILIPPE Director, 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $13.36 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | WAN MARK A Director, 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $10.17 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | WAN MARK A Director, 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $13.36 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kliman Gilbert H Director, 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $10.17 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kliman Gilbert H Director, 10% Owner | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $13.36 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Winebaum Jacob Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.36 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Winebaum Jacob Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.36 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Voris John Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.32 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Voris John Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $8.27 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Voris John Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.26 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Voris John Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $10.17 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Voris John Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.36 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | HARRISON THOMAS L Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.27 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | HARRISON THOMAS L Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.21 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | HARRISON THOMAS L Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.29 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | HARRISON THOMAS L Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.50 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | HARRISON THOMAS L Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.26 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | HARRISON THOMAS L Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.11 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | HARRISON THOMAS L Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $10.17 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | HARRISON THOMAS L Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.36 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | JONES PATRICK S Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.21 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | JONES PATRICK S Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.42 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | JONES PATRICK S Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.17 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | JONES PATRICK S Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.26 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | JONES PATRICK S Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $10.17 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | JONES PATRICK S Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.36 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kleine Joseph B. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.32 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kleine Joseph B. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.32 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kleine Joseph B. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.32 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kleine Joseph B. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.83 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kleine Joseph B. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.29 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kleine Joseph B. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.95 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kleine Joseph B. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.95 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kleine Joseph B. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.50 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kleine Joseph B. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.17 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kleine Joseph B. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.17 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kleine Joseph B. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.26 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kleine Joseph B. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $10.17 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Kleine Joseph B. Officer (EVP & Chief Commercial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.36 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Burlington David B. Officer (Chief Operations Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.99 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Banta Paul F. Officer (EVP, GC & Secretary) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.21 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Banta Paul F. Officer (EVP, GC & Secretary) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.08 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Banta Paul F. Officer (EVP, GC & Secretary) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.95 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Banta Paul F. Officer (EVP, GC & Secretary) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.95 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Banta Paul F. Officer (EVP, GC & Secretary) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.50 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Banta Paul F. Officer (EVP, GC & Secretary) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.50 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Banta Paul F. Officer (EVP, GC & Secretary) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.50 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Banta Paul F. Officer (EVP, GC & Secretary) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.26 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Banta Paul F. Officer (EVP, GC & Secretary) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.11 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Banta Paul F. Officer (EVP, GC & Secretary) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.11 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Banta Paul F. Officer (EVP, GC & Secretary) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.36 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Spangler Patrick D Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.36 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Spangler Patrick D Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.36 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Crane Rosemary A Director, Officer (President and CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.26 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Crane Rosemary A Director, Officer (President and CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.11 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Crane Rosemary A Director, Officer (President and CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.11 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | Crane Rosemary A Director, Officer (President and CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.11 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | GOLDMAN SACHS GROUP INC | GOLDMAN SACHS & CO 10% Owner | 10% Owner | 3 | Stock Option (right to buy) Derivative · Indirect · See footnote | Holding | $10.17 exercise price | 2011-02-01 | ||
| 2011-02-01 holding as of filing | GOLDMAN SACHS GROUP INC | GOLDMAN SACHS & CO 10% Owner | 10% Owner | 3 | Stock Option (right to buy) Derivative · Indirect · See footnote | Holding | $13.36 exercise price | 2011-02-01 |