EPOCH HOLDING CORP Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

2013-03-27: Form 8-K; Period of report 2013-03-27; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Details 3.01.
2013-03-26: Form 8-K; Period of report 2013-03-26; Description 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events; Details 5.07.
2013-01-07: Form 8-K; Period of report 2013-01-07; Description 8.01 Other Events; Details 8.01.
2013-01-04: Form 8-K; Period of report 2013-01-04; Description 8.01 Other Events; Details 8.01.

Filed	Form	Period of report	Description	Details	Document
2013-03-27	8-K	2013-03-27	3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year	3.01 On March 27, 2013, in connection with the Merger, Epoch notified The NASDAQ Stock Market (“NASDAQ”) that the Merger had been completed and requested that trading of Epoch common stock on NASDAQ be suspended on March 27, 2013. 3.03 Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the “Effective Time”), each share of Epoch common stock (other than treasury shares held by Epoch and any shares of Epoch common stock held by TD or any wholly-owned subsidiary of TD or Epoch) will be converted into the right to receive an amount in cash equal to $28.00, without interest and less any applicable withholding taxes (the “Merger Consideration”). 5.01 The information set forth in the Introductory Note and Item 5.03 is incorporated herein by reference. 5.03 In accordance with the Merger Agreement, at the Effective Time, Epoch’s certificate of incorporation and by-laws were amended and restated to be the same as the certificate of incorporation and by-laws of Merger Sub, as in effect immediately prior to the Effective Time, except that the name of the surviving corporation remained “Epoch Holding Corporation”.	d509288d8k.htm
2013-03-26	8-K	2013-03-26	5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events	5.07 Epoch Holding Corporation (“Epoch”) held a Special Meeting of Stockholders on March 26, 2013 (the “Special Meeting”). 8.01 On March 26, 2013, Epoch issued a press release announcing that its stockholders had approved the adoption of the Merger Agreement at the Special Meeting.	d509286d8k.htm
2013-01-07	8-K	2013-01-07	8.01 Other Events	8.01 On January 7, 2013, the Board of Directors of Epoch Holding Corporation (the "Company") declared a quarterly cash dividend on the Company’s Common Stock of $0.10 per share.	v331554_8k.htm
2013-01-04	8-K	2013-01-04	8.01 Other Events	8.01 On January 4, 2013, Epoch Holding Corporation (the “Company”) announced that its assets under management (“AUM”) were approximately $24.5 billion as of December 31, 2012, an increase of 1% from $24.2 billion as of September 30, 2012.	d461635d8k.htm