ENVIVIO INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows, 55 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-27: Reporting owner Lynch Anne M.; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-27: Reporting owner Lynch Anne M.; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-27: Reporting owner Lynch Anne M.; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-27: Reporting owner Lynch Anne M.; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-27 | Lynch Anne M. Officer (VP, Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,053 0 owned after | $0.30 exercise price | 2015-10-29 | |
| 2015-10-27 | Lynch Anne M. Officer (VP, Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.15 exercise price | 2015-10-29 | |
| 2015-10-27 | Lynch Anne M. Officer (VP, Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,300 0 owned after | $3.30 exercise price | 2015-10-29 | |
| 2015-10-27 | Lynch Anne M. Officer (VP, Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,299 0 owned after | $3.25 exercise price | 2015-10-29 | |
| 2015-10-27 | Lynch Anne M. Officer (VP, Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $2.00 exercise price | 2015-10-29 | |
| 2015-10-27 | Lynch Anne M. Officer (VP, Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −90,000 0 owned after | $1.83 exercise price | 2015-10-29 | |
| 2015-10-27 | Miller Erik E. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,137 0 owned after | $0.30 exercise price | 2015-10-29 | |
| 2015-10-27 | Miller Erik E. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −129,468 0 owned after | $0.30 exercise price | 2015-10-29 | |
| 2015-10-27 | Miller Erik E. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,740 0 owned after | $3.30 exercise price | 2015-10-29 | |
| 2015-10-27 | Miller Erik E. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,740 0 owned after | $3.25 exercise price | 2015-10-29 | |
| 2015-10-27 | Miller Erik E. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $2.00 exercise price | 2015-10-29 | |
| 2015-10-27 | Miller Erik E. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −128,000 0 owned after | $1.83 exercise price | 2015-10-29 | |
| 2015-10-27 | Signes Julien Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −333,333 0 owned after | $0.30 exercise price | 2015-10-29 | |
| 2015-10-27 | Signes Julien Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −328,819 0 owned after | $0.30 exercise price | 2015-10-29 | |
| 2015-10-27 | Signes Julien Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $0.30 exercise price | 2015-10-29 | |
| 2015-10-27 | Signes Julien Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −131,504 0 owned after | $3.30 exercise price | 2015-10-29 | |
| 2015-10-27 | Signes Julien Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −131,503 0 owned after | $3.25 exercise price | 2015-10-29 | |
| 2015-10-27 | Signes Julien Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $2.00 exercise price | 2015-10-29 | |
| 2015-10-27 | Signes Julien Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $1.83 exercise price | 2015-10-29 | |
| 2015-10-27 | LaJoie Michael L Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −117,457 0 owned after | $1.39 exercise price | 2015-10-29 | |
| 2015-08-10 | Miller Erik E. Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +128,000 128,000 owned after | $1.83 exercise price | 2015-08-12 | |
| 2015-08-10 | Signes Julien Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.83 exercise price | 2015-08-12 | |
| 2015-08-10 | Lynch Anne M. Officer (VP, Human Resources) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $1.83 exercise price | 2015-08-12 | |
| 2015-02-24 | LaJoie Michael L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +117,457 117,457 owned after | $1.39 exercise price | 2015-02-26 | |
| 2014-03-25 | Lynch Anne M. Officer (VP, Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,299 24,299 owned after | $3.25 exercise price | 2014-03-27 | |
| 2014-03-25 | Miller Erik E. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,740 45,740 owned after | $3.25 exercise price | 2014-03-27 | |
| 2014-03-25 | Signes Julien Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +131,503 131,503 owned after | $3.25 exercise price | 2014-03-27 | |
| 2013-09-11 | Lynch Anne M. Officer (VP, Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,299 24,299 owned after | $3.30 exercise price | 2013-09-13 | |
| 2013-09-11 | Miller Erik E. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,714 45,714 owned after | $3.30 exercise price | 2013-09-13 | |
| 2013-09-11 | Signes Julien Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +131,503 131,503 owned after | $3.30 exercise price | 2013-09-13 | |
| 2013-01-29 | GOLDFARB IRA Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.79 exercise price | 2013-01-31 | |
| 2012-10-09 | Lynch Anne M. Officer (VP, Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.15 exercise price | 2012-10-11 | |
| 2012-05-23 | Dillon Kevin E. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $8.18 exercise price | 2012-05-25 | |
| 2012-05-23 | GANI MARCEL Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −10,500 10,500 owned after | $8.18 exercise price | 2012-05-25 | |
| 2012-05-23 | SPRENG R DAVID Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $8.18 exercise price | 2012-05-25 | |
| 2012-04-30 | Signes Julien Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 753,767 owned after | $0.30 exercise price | 2012-05-02 | |
| 2012-04-30 | Signes Julien Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,615 712,152 owned after | $0.30 exercise price | 2012-05-02 | |
| 2012-04-30 | RATTAZZI GIANLUCA Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 453,670 owned after | $0.30 exercise price | 2012-05-02 | |
| 2012-04-30 | Lynch Anne M. Officer (VP, Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,947 45,053 owned after | $0.30 exercise price | 2012-05-02 | |
| 2012-04-30 | O'KEEFE KEVIN Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,252 206,466 owned after | $0.30 exercise price | 2012-05-02 | |
| 2012-04-30 | Miller Erik E. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,863 175,605 owned after | $0.30 exercise price | 2012-05-02 | |
| 2012-04-30 | Meltzer Clifford B. Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,957 36,043 owned after | $0.30 exercise price | 2012-05-02 | |
| 2012-04-24 holding as of filing | Meltzer Clifford B. Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2012-04-24 | ||
| 2012-04-24 holding as of filing | Meltzer Clifford B. Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2012-04-24 | ||
| 2012-04-24 holding as of filing | Signes Julien Director, Officer (President and CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2012-04-24 | ||
| 2012-04-24 holding as of filing | Signes Julien Director, Officer (President and CEO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2012-04-24 | ||
| 2012-04-24 holding as of filing | KRAMER TERRY D Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.90 exercise price | 2012-04-24 | ||
| 2012-04-24 holding as of filing | O'KEEFE KEVIN Officer (Chief Operating Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2012-04-24 | ||
| 2012-04-24 holding as of filing | GANI MARCEL Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.90 exercise price | 2012-04-24 | ||
| 2012-04-24 holding as of filing | RATTAZZI GIANLUCA Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2012-04-24 | ||
| 2012-04-24 holding as of filing | RATTAZZI GIANLUCA Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2012-04-24 | ||
| 2012-04-24 holding as of filing | RATTAZZI GIANLUCA Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2012-04-24 | ||
| 2012-04-24 holding as of filing | Miller Erik E. Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2012-04-24 | ||
| 2012-04-24 holding as of filing | Miller Erik E. Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2012-04-24 | ||
| 2012-04-24 holding as of filing | Lynch Anne M. Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.30 exercise price | 2012-04-24 |