ENVIRONMENTAL TECTONICS CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 21 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-28: Reporting owner Lenfest Harold Fitzgerald; Form 4; Security Series E Cumulative Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-09-28: Reporting owner Lenfest Harold Fitzgerald; Form 4; Security Series D Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-09-28: Reporting owner Lenfest Harold Fitzgerald; Form 4; Security Series D Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-09-28: Reporting owner Lenfest Harold Fitzgerald; Form 4; Security Series D Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-28 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series E Cumulative Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,614 12,127 owned after | $1,000.00 | 2012-10-02 | |
| 2012-09-28 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −55 331 owned after | $1,000.00 | 2012-10-02 | |
| 2012-09-28 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100 231 owned after | $1,000.00 | 2012-10-02 | |
| 2012-09-28 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −231 0 owned after | $1,000.00 | 2012-10-02 | |
| 2011-02-09 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series E Cumulative Convetible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 21,741 owned after | $1,000.00 | 2012-10-02 | |
| 2010-08-27 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +231 386 owned after | $1,000.00 | 2012-10-02 | |
| 2010-08-10 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series E Cumulative Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 22,241 owned after | $1,000.00 | 2012-10-02 | |
| 2010-03-02 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series E Cumulative Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 22,741 owned after | $1,000.00 | 2012-10-02 | |
| 2009-07-02 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100 155 owned after | $1,000.00 | 2009-07-07 | |
| 2009-07-02 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $1,000.00 | 2009-07-07 | |
| 2009-07-02 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,000 0 owned after | $1,000.00 | 2009-07-07 | |
| 2009-07-02 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,300 0 owned after | $1,000.00 | 2009-07-07 | |
| 2009-07-02 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series E Cumulative Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +23,741 23,741 owned after | $1,000.00 | 2009-07-07 | |
| 2009-04-24 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55 55 owned after | $1,000.00 | 2009-07-07 | |
| 2008-02-08 holding as of filing | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | Holding | 9,300 owned after | $4.95 exercise price | 2008-02-08 | |
| 2008-02-08 holding as of filing | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | Holding | 9,300 owned after | $6.68 exercise price | 2008-02-08 | |
| 2008-02-08 holding as of filing | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | Holding | 9,300 owned after | $3.03 exercise price | 2008-02-08 | |
| 2006-07-31 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000 6,000 owned after | $1,000.00 | 2007-07-13 | |
| 2006-07-31 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series B Cumulative Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000 6,000 owned after | $1,000.00 | 2006-08-02 | |
| 2006-04-06 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000 3,000 owned after | $1,000.00 | 2007-07-13 | |
| 2006-04-06 | Lenfest Harold Fitzgerald Director, 10% Owner | 4 | Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000 3,000 owned after | $1,000.00 | 2006-04-10 |