ENOVA SYSTEMS INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2012-10-31: Form 8-K; Period of report 2012-10-31; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2012-10-25: Form 8-K; Period of report 2012-10-24; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2012-10-24: Form 8-K; Period of report 2012-10-18; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2012-08-02: Form 8-K; Period of report 2012-07-27; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2012-10-31 | 8-K | 2012-10-31 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 Torrance, CA – October 31, 2012 – Enova Systems, Inc. (OTCQB: ENVS and AIM: ENV and ENVS), (the "Company") announced today that the Company's common stock will begin trading today on the OCTQB marketplace under the ticker symbol, ENVS. | form8k-10312012_041003.htm |
| 2012-10-25 | 8-K | 2012-10-24 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 Torrance, CA – October 25, 2012 – Enova Systems, Inc. (NYSE MKT: ENA and AIM: ENV and ENVS), (the "Company") received notification on October 24, 2012 from the NYSE MKT (the "Exchange" and formerly known as the NYSE Amex) stating that, because the Company was not in compliance with certain of the Exchange's continued listing standards, the Exchange intends to strike the common stock of the Company from the Exchange by filing a delisting application with the Securities and Exchange Commission (the "SEC"). | form8k-10252012_051002.htm |
| 2012-10-24 | 8-K | 2012-10-18 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 Per a letter from the Exchange to the Company dated October 18, 2012, the Exchange stated that its review of the Company's Form 10-Q for the quarter ended June 30, 2012 indicated that the Company did not meet certain additional listing standards of the Exchange as set forth in Part 10 of the Company Guide. | form8k-10242012_021041.htm |
| 2012-08-02 | 8-K | 2012-07-27 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 27, 2012, the Board of Directors (the "Board") of Enova Systems, Inc. ("Enova") determined, as part of Enova's cost-saving measures, to terminate further cash compensation to the Board, effective as of July 1, 2012. | form8k-08022012_040802.htm |
| 2012-07-06 | 8-K | 2012-07-05 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On July 5, 2012, Enova Systems, Inc. (the "Company") received notice (the "July Notice") from the NYSE MKT (the "Exchange") indicating that the Company no longer complies with the Exchange's continued listing standards as set forth in Section 1003 of the NYSE MKT Company Guide (the "Company Guide"), and that its securities are, therefore, subject to being delisted from the Exchange. | form8k-07062012_050702.htm |
| 2012-07-03 | 8-K | 2012-06-27 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (c) On June 27, 2012, John J. Micek was appointed to serve as President and Chief Executive Officer of Enova Systems, Inc. ("Enova") in addition to his current service as a director and as Chief Financial Officer, Treasurer and Secretary of Enova. | form8k-07032012_010723.htm |
| 2012-06-21 | 8-K | 2012-06-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 Systems, Inc ("Enova"). 8.01 In addition to the board and officer resignations above, among other worldwide EV industry and customer challenges outlined in our periodic filings with the SEC, due to continued delays in industry adoption of EV technology resulting from ongoing battery cost and reliability concerns as previously reported in our Form 10-Q for the quarter ending March 31, 2012, the Company's revenues continue to significantly decrease. | form8k-06212012_060602.htm |
| 2012-05-29 | 8-K | 2012-05-22 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 As previously reported, on April 17, 2012, Enova Systems, Inc. (the "Company") received notice (the "April Notice") from the NYSE Amex LLC (the "Exchange") indicating that the Company was not in compliance with one of the Exchange's continued listing standards as set forth in Part 10 of the Exchange's Company Guide (the "Exchange Guide"), and the Company was therefore subject to the procedures and requirements of Section 1009 of the Exchange Guide. | enov8k_may222012.htm |
| 2012-04-25 | 8-K | 2012-04-23 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 3.02 In connection with the $6,600,000 Purchase Agreement dated April 23, 2012, the information contained above in Item 1.01 is hereby incorporated by reference into this Item 3.02. 8.01 The information set forth in Item 1.01 with respect to the $3,400,000 Purchase Agreement is hereby incorporated herein by reference. | enova8k-apr232012.htm |
| 2012-04-20 | 8-K | 2012-04-17 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On April 17, 2012, Enova Systems, Inc. (the “Company”) received notice (the “Notice”) from the NYSE Amex LLC (the “Exchange”) indicating that the Company is not in compliance with one of the Exchange’s continued listing standards as set forth in Part 10 of the Exchange’s Company Guide (the “Company Guide”), and the Company has therefore become subject to the procedures and requirements of Section 1009 of the Company Guide. | enova8k-apr172012.htm |
| 2012-04-06 | 8-K | 2012-04-03 | 2.02 Results of Operations and Financial Condition | 2.02 On April 3, 2012, Enova Systems Inc. issued a press release regarding its operating results for the year ended December 31, 2011. | htm_44683.htm |
| 2012-01-26 | 8-K | 2012-01-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 20, 2012, Roy S. Roberts resigned as a director of the registrant for personal reasons. | htm_44084.htm |
| 2012-01-06 | 8-K | 2011-12-30 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.07 Submission of Matters to a Vote of Security Holders | 1.01 On December 30, 2011, pursuant to the previously reported Warrant and Common Stock Purchase Agreement dated for reference purposes as of December 15, 2011 (the “Purchase Agreement”), Enova Systems, Inc. (“Enova” or the “Company”) sold a total of 11,250,000 shares of Enova’s common stock (“Common Stock”) at $0.15 per share for an aggregate purchase price of $1,687,500, together with warrants to purchase up to an equal number of shares of the Common Stock (the “Warrants”), to a total of seventeen accredited investors (collectively, the “Investors”), namely Ryan P. McCormack, Kevin McCormack, Mireille Gousseland, David N. Low Jr. and Dominque Lahaussois, Anthony B. Low-Beer, Helen R. Esposito, Phylis M. Esposito, Douglas Thunen, Christopher G. Thunen, The Thunen Family Trust, Dated October 4, 2005, Mechele Plotkin, Sander A. Flaum, The Viswanath Khaitan Revocable Trust Dtd 12-9-02, Cynthia A. Kohn, John F. Kohn, ALB Private Investments, LLC and PAT Ltd.. 3.02 The information contained in Item 1.01 above is incorporated by reference in response to this Item 3.02. 5.07 Enova’s Annual Meeting of Stockholders (the “Meeting”) was held on December 30, 2011. | d278616d8k.htm |