ENOVA SYSTEMS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 33 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-19: Reporting owner Staran Michael Edward; Form 4/A; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-19: Reporting owner MICEK JOHN; Form 4/A; Security Stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-19: Reporting owner Mullins John; Form 4/A; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-19: Reporting owner MICEK JOHN; Form 4; Security Stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-19 | Staran Michael Edward Director, Officer (CHIEF EXECUTIVE OFFICER) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 673,000 owned after | $0.19 exercise price | 2012-05-18 | |
| 2011-12-19 | MICEK JOHN Director, Officer (CHIEF FINANCIAL OFFICER) | 4/A | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 309,500 owned after | $0.19 exercise price | 2012-05-18 | |
| 2011-12-19 | Mullins John Officer (COO) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 380,000 owned after | $0.19 exercise price | 2012-05-18 | |
| 2011-12-19 | MICEK JOHN Director, Officer (Chief Financial Officer) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 309,500 owned after | $0.19 exercise price | 2011-12-21 | |
| 2011-12-19 | Mullins John Officer (Chief Operating Officer) | 4 | Stock option (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | +200,000 380,000 owned after | $0.19 exercise price | 2011-12-21 | |
| 2011-12-19 | Staran Michael Edward Director, Officer (Chief Executive Officer) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 673,000 owned after | $0.19 exercise price | 2011-12-21 | |
| 2011-05-13 | Mullins John Officer (Chief Operating Officer) | 4/A | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 180,000 owned after | $0.86 exercise price | 2011-05-18 | |
| 2011-05-13 | MICEK JOHN Director | 4/A | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 59,500 owned after | $0.86 exercise price | 2011-05-18 | |
| 2011-05-13 | Staran Michael Edward Director, Officer (Chief Executive Officer) | 4/A | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 373,000 owned after | $0.86 exercise price | 2011-05-18 | |
| 2011-05-13 | Mullins John Officer (Chief Operating Officer) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 180,000 owned after | $0.86 exercise price | 2011-05-17 | |
| 2011-05-13 | Staran Michael Edward Director, Officer (Chief Executive Officer) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 373,000 owned after | $0.86 exercise price | 2011-05-17 | |
| 2011-05-13 | MICEK JOHN Director | 4/A | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 59,500 owned after | $0.86 exercise price | 2011-05-17 | |
| 2011-05-13 | MICEK JOHN Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 373,000 owned after | $0.86 exercise price | 2011-05-17 | |
| 2010-12-07 | ROBERTS ROY S Director | 4/A | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,500 69,000 owned after | $1.34 exercise price | 2011-03-22 | |
| 2010-12-07 | WALLACE JOHN R Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,500 69,000 owned after | $1.34 exercise price | 2011-03-22 | |
| 2010-12-07 | ROBERTS ROY S Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,500 69,000 owned after | $1.34 exercise price | 2011-03-22 | |
| 2010-12-07 | RIDDELL EDWIN O Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,500 99,000 owned after | $1.34 exercise price | 2011-03-22 | |
| 2009-12-18 | Fenton Jarett Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 190,000 owned after | $1.26 exercise price | 2009-12-22 | |
| 2009-12-18 | Mullins John Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 140,000 owned after | $1.26 exercise price | 2009-12-22 | |
| 2009-12-18 | Staran Michael Edward Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 323,000 owned after | $1.26 exercise price | 2009-12-22 | |
| 2009-12-08 | WALLACE JOHN R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,500 34,500 owned after | $1.17 exercise price | 2009-12-10 | |
| 2009-12-08 | ROBERTS ROY S Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,500 34,500 owned after | $1.17 exercise price | 2009-12-10 | |
| 2009-12-08 | RIDDELL EDWIN O Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,500 86,722 owned after | $1.17 exercise price | 2009-12-10 | |
| 2009-12-08 | MICEK JOHN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,500 34,500 owned after | $1.17 exercise price | 2009-12-10 | |
| 2009-10-28 holding as of filing | Mullins John Officer (Chief Operating Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.81 exercise price | 2009-10-28 | ||
| 2009-10-28 holding as of filing | Mullins John Officer (Chief Operating Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.21 exercise price | 2009-10-28 | ||
| 2009-10-28 holding as of filing | Mullins John Officer (Chief Operating Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.80 exercise price | 2009-10-28 | ||
| 2009-04-14 | Staran Michael Edward Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 223,000 owned after | $0.80 exercise price | 2009-04-16 | |
| 2009-04-14 | Fenton Jarett Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 140,000 owned after | $0.80 exercise price | 2009-04-16 | |
| 2008-06-30 holding as of filing | Frederiksen Bill Officer (Chief Operating Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.81 exercise price | 2008-06-30 | ||
| 2008-04-09 | Fenton Jarett Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $3.80 exercise price | 2008-04-21 | |
| 2008-04-09 | Staran Michael Edward Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 123,000 owned after | $3.80 exercise price | 2008-04-21 | |
| 2007-04-19 holding as of filing | Staran Michael Edward Officer (Executive Vice President) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.35 exercise price | 2007-04-19 |