ENERGY XXI LTD Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-07: Reporting owner Griffin David West; Form 4; Security 5.625% Convertible Perpetual Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-05-07: Reporting owner Griffin David West; Form 4; Security 5.625% Convertible Perpetual Preferred Stock; Transaction I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities.
- 2012-02-24: Reporting owner Lawrence Stewart; Form 4; Security 5.625% Convertible Perpetual Preferred Stock; Transaction C Conversion of derivative security.
- 2012-02-21: Reporting owner FLANNERY KEVIN S; Form 4; Security 5.625% Convertible Perpetual Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-07 | Griffin David West Officer (CFO) | 4 | 5.625% Convertible Perpetual Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $280.00 | 2013-05-07 | |
| 2013-05-07 | Griffin David West Officer (CFO) | 4 | 5.625% Convertible Perpetual Preferred Stock Derivative · Indirect · (m) | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | +513 513 owned after | $285.00 | 2013-05-07 | |
| 2012-02-24 | Lawrence Stewart Officer (Vice President, Inv. Relations) | 4 | 5.625% Convertible Perpetual Preferred Stock Derivative · Direct | C Conversion of derivative security | −188 0 owned after | $0.00 | 2012-02-24 | |
| 2012-02-21 | FLANNERY KEVIN S Director | 4 | 5.625% Convertible Perpetual Preferred Stock Derivative · Direct | C Conversion of derivative security | −800 0 owned after | $0.00 | 2012-02-22 | |
| 2012-02-21 | Dupre II Cornelius Director | 4 | 5.625% Convertible Perpetual Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,000 0 owned after | $0.00 | 2012-02-22 | |
| 2011-07-14 holding as of filing | Dupre II Cornelius Director | 3/A | 7.25 % Convertible Perpetual Preferred Stock Derivative · Direct | Holding | no price filed | 2011-07-14 | ||
| 2010-11-19 | Dupre II Cornelius Director | 4 | 7.25% Convertible Perpetual Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,000 0 owned after | $0.00 | 2010-11-19 | |
| 2010-11-03 | Lawrence Stewart Officer (Vice President, Inv. Relations) | 4 | 5.625% Convertible Perpetual Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +188 188 owned after | $250.00 | 2010-11-03 | |
| 2010-11-03 | FLANNERY KEVIN S Director | 4 | 5.625% Convertible Perpetual Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +800 800 owned after | $250.00 | 2010-11-03 | |
| 2010-11-03 | Dupre II Cornelius Director | 4 | 5.625% Convertible Perpetual Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $250.00 | 2010-11-03 | |
| 2010-10-04 holding as of filing | Dupre II Cornelius Director | 3 | 7.25 % Convertible Perpetual Preferred Stock Derivative · Direct | Holding | no price filed | 2010-10-04 |