Energy 11, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-04-12: Reporting owner MCKENNEY DAVID S; Form 4; Security Class B units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2023-04-12: Reporting owner Mallick Michael J.; Form 4; Security Common Units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2023-04-12: Reporting owner Mallick Michael J.; Form 4; Security Class B units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2023-04-12: Reporting owner Keating Anthony F. III; Form 4; Security Common Units; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-04-12 | MCKENNEY DAVID S Director, Officer (CFO and Secretary) | 4 | Class B units Non-derivative · Indirect · by Regional Energy Incentives, LP | S Open market or private sale of non-derivative or derivative security | −44,375 0 owned after | $0.01 | 2023-04-13 | |
| 2023-04-12 | Mallick Michael J. Director, Officer (Co-COO) | 4 | Common Units Non-derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −5,000 0 owned after | $23.07 | 2023-04-13 | |
| 2023-04-12 | Mallick Michael J. Director, Officer (Co-COO) | 4 | Class B units Non-derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −44,375 0 owned after | $0.01 | 2023-04-13 | |
| 2023-04-12 | Keating Anthony F. III Director, Officer (Co-COO) | 4 | Common Units Non-derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −5,000 0 owned after | $23.07 | 2023-04-13 | |
| 2023-04-12 | Keating Anthony F. III Director, Officer (Co-COO) | 4 | Class B units Non-derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −44,375 0 owned after | $0.01 | 2023-04-13 |