Ener-Core, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-04-25: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-04-11; Total offering amount $3,000,001.
- 2014-10-02: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-09-22; Total offering amount $4,000,000.
- 2013-08-29: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2013-07-29; Total offering amount Indefinite.
- 2013-08-14: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2013-07-29; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-04-25 | Rule 506(b) | Equity | 2016-04-11 | $3,000,001 | $3,000,001 | $0 | 1 |
| 2014-10-02 | Rule 506(b) | Equity | 2014-09-22 | $4,000,000 | $4,000,000 | $0 | 36 |
| 2013-08-29 D/A | Rule 506 | Equity | 2013-07-29 | Indefinite | $310,000 | Indefinite | 6 |
| 2013-08-14 | Rule 506 | Equity | 2013-07-29 | Indefinite | $185,000 | Indefinite | 4 |
| 2013-07-15 | Rule 506 | Equity | 2013-07-01 | Indefinite | $4,960,151 | Indefinite | 29 |
| 2013-07-15 | Rule 506 | Equity | 2013-07-01 | Indefinite | $0 | Indefinite | 45 |