EMRISE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows, 31 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-02-08: Reporting owner Blades Timothy John; Form 3; Security Employee Stock Option (Right to Purchase); Transaction Holding.
- 2010-09-13: Reporting owner Festa Brandi L; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2010-09-13: Reporting owner Festa Brandi L; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2009-03-24: Reporting owner OLIVA CARMINE T; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-02-08 holding as of filing | Blades Timothy John Officer (CFO, Treasurer, Secretary) | 3 | Employee Stock Option (Right to Purchase) Derivative · Direct | Holding | $0.55 exercise price | 2013-02-08 | ||
| 2010-09-13 holding as of filing | Festa Brandi L Officer (Secretary, Treasurer, Dir Fin) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.24 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Festa Brandi L Officer (Secretary, Treasurer, Dir Fin) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.44 exercise price | 2010-09-13 | ||
| 2009-03-24 | OLIVA CARMINE T Director, Officer (Chairman, President, CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.53 exercise price | 2009-03-25 | |
| 2009-03-24 | JEFFERIES GRAHAM Officer (EVP-COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.53 exercise price | 2009-03-25 | |
| 2009-03-24 | MAHMARIAN RICHARD Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.53 exercise price | 2009-03-25 | |
| 2009-03-24 | FINNEGAN LAURENCE P JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.53 exercise price | 2009-03-25 | |
| 2009-03-24 | Donovan Dennis John Officer (VP-Finance & Admin) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.53 exercise price | 2009-03-25 | |
| 2009-03-24 | BASKIN OTIS W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.53 exercise price | 2009-03-25 | |
| 2008-08-22 | MAHMARIAN RICHARD Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.58 exercise price | 2008-08-26 | |
| 2008-08-22 | MAHMARIAN RICHARD Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.82 exercise price | 2008-08-26 | |
| 2008-08-22 | FINNEGAN LAURENCE P JR Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.58 exercise price | 2008-08-26 | |
| 2008-08-22 | FINNEGAN LAURENCE P JR Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.82 exercise price | 2008-08-26 | |
| 2008-08-22 | BASKIN OTIS W Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.58 exercise price | 2008-08-26 | |
| 2008-08-22 | BASKIN OTIS W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.82 exercise price | 2008-08-26 | |
| 2008-08-22 | Donovan Dennis John Officer (VP-Finance & Admin) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.58 exercise price | 2008-08-26 | |
| 2008-08-22 | Donovan Dennis John Officer (VP-Finance & Admin) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.82 exercise price | 2008-08-26 | |
| 2008-08-22 | Donovan Dennis John Officer (VP-Finance & Admin) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.58 exercise price | 2008-08-26 | |
| 2008-08-22 | Donovan Dennis John Officer (VP-Finance & Admin) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.82 exercise price | 2008-08-26 | |
| 2008-08-22 | OLIVA CARMINE T Director, Officer (Chairman, President, CEO) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.58 exercise price | 2008-08-26 | |
| 2008-08-22 | OLIVA CARMINE T Director, Officer (Chairman, President, CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.82 exercise price | 2008-08-26 | |
| 2008-08-22 | JEFFERIES GRAHAM Officer (EVP-COO) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.58 exercise price | 2008-08-26 | |
| 2008-08-22 | JEFFERIES GRAHAM Officer (EVP-COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.82 exercise price | 2008-08-26 | |
| 2007-07-02 | Donovan Dennis John Officer (VP Finance & Administration) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.23 exercise price | 2007-07-05 | |
| 2007-05-16 | Donovan Dennis John Officer (VP Finance and Administration) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.13 exercise price | 2007-05-17 | |
| 2006-04-17 | MAHMARIAN RICHARD Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.00 exercise price | 2006-04-19 | |
| 2005-12-30 | BASKIN OTIS W Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $2.00 exercise price | 2006-01-04 | |
| 2005-12-30 | JEFFERIES GRAHAM Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.00 exercise price | 2006-01-04 | |
| 2005-12-30 | FINNEGAN LAURENCE P JR Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $2.00 exercise price | 2006-01-04 | |
| 2005-12-30 | FOOTE RANDOLPH D Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.00 exercise price | 2006-01-04 | |
| 2005-12-30 | OLIVA CARMINE T Director, Officer (Chairman, CEO and President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.00 exercise price | 2006-01-04 |