EMERITUS CORPWA Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-03-06: Reporting owner SARATOGA PARTNERS IV L P; Form 4; Security Warrants (Rights to Purchase Stock); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-03-06: Reporting owner SARATOGA PARTNERS IV L P; Form 4; Security Warrants (Rights to Purchase Stock); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-03-06: Reporting owner SARATOGA MANAGEMENT CO LLC; Form 4; Security Warrants (Rights to Purchase Stock); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-03-06: Reporting owner SARATOGA MANAGEMENT CO LLC; Form 4; Security Warrants (Rights to Purchase Stock); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-03-06 | SARATOGA PARTNERS IV L P 10% Owner | 4 | Warrants (Rights to Purchase Stock) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −937,500 0 owned after | $4.20 exercise price | 2006-03-08 | |
| 2006-03-06 | SARATOGA PARTNERS IV L P 10% Owner | 4 | Warrants (Rights to Purchase Stock) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −62,500 0 owned after | $4.20 exercise price | 2006-03-08 | |
| 2006-03-06 | SARATOGA MANAGEMENT CO LLC 10% Owner | 4 | Warrants (Rights to Purchase Stock) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −700 0 owned after | $4.20 exercise price | 2006-03-08 | |
| 2006-03-06 | SARATOGA MANAGEMENT CO LLC 10% Owner | 4 | Warrants (Rights to Purchase Stock) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −999,300 0 owned after | $4.20 exercise price | 2006-03-08 | |
| 2006-03-06 | NIEMIEC DAVID W Director | 4 | Warrants (Rights to Purchase Stock) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,833 0 owned after | $4.20 exercise price | 2006-03-08 | |
| 2006-03-06 | DURKIN CHARLES P JR Director | 4 | Warrants (Rights to Purchase Stock) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −13,367 0 owned after | $4.20 exercise price | 2006-03-08 | |
| 2006-03-06 | DURKIN CHARLES P JR Director | 4 | Warrants (Rights to Purchase Stock) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −986,633 0 owned after | $4.20 exercise price | 2006-03-08 | |
| 2006-02-03 | Baty Stanley L Director | 4 | Warrant (right to purchase stock) Derivative · Indirect · By B.F., Limited Partnership | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −99,000 0 owned after | $7.60 exercise price | 2006-02-07 | |
| 2006-02-03 | BF LIMITED PARTNERSHIP | BATY DANIEL R | COLUMBIA PACIFIC GROUP INC 10% Owner | Director, Officer (Chairman and CEO), 10% Owner | 10% Owner | 4 | Warrant (right to purchase stock) Derivative · Indirect · By B.F., Limited Partnership | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400,000 0 owned after | $7.60 exercise price | 2006-02-07 |