Emerald Holding, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-05-02: Reporting owner Onex Partners Holdings LLC | Onex OP V Holdings SARL | OPV Gem Aggregator LP | Onex Partners V GP Ltd | New PCo II Investments, Ltd. | 1597257 Ontario Inc. | Onex Private Equity Holdings LLC | Onex Partners Canadian GP Inc. | Onex Advisor Subco III LLC; Form 4; Security Series A Convertible Participating Preferred Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-05-02: Reporting owner SCHWARTZ GERALD W | Onex Partners GP Inc. | Onex American Holdings II LLC | Onex Partners III Select LP | Onex American Holdings GP LLC | ONEX CORP | Onex US Principals LP | ONEX PARTNERS III LP | Onex Partners III GP LP | ONEX PARTNERS III PV LP; Form 4; Security Series A Convertible Participating Preferred Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-01-02: Reporting owner Onex Partners Holdings LLC | Onex OP V Holdings SARL; Form 3; Security Series A Convertible Participating Preferred Stock; Transaction Holding.
- 2020-08-13: Reporting owner SCHWARTZ GERALD W | New PCo II Investments, Ltd. | Onex Partners Canadian GP Inc. | Onex Partners V GP Ltd | ONEX CORP | 1597257 Ontario Inc. | OPV Gem Aggregator LP; Form 4; Security Series A Convertible Participating Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-05-02 | Onex Partners Holdings LLC | Onex OP V Holdings SARL | OPV Gem Aggregator LP | Onex Partners V GP Ltd | New PCo II Investments, Ltd. | 1597257 Ontario Inc. | Onex Private Equity Holdings LLC | Onex Partners Canadian GP Inc. | Onex Advisor Subco III LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director | 4 | Series A Convertible Participating Preferred Stock Derivative · Indirect · See footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −69,718,919 0 owned after | no price filed | 2025-03-31 | |
| 2024-05-02 | SCHWARTZ GERALD W | Onex Partners GP Inc. | Onex American Holdings II LLC | Onex Partners III Select LP | Onex American Holdings GP LLC | ONEX CORP | Onex US Principals LP | ONEX PARTNERS III LP | Onex Partners III GP LP | ONEX PARTNERS III PV LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Participating Preferred Stock Derivative · Indirect · See footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −69,718,919 0 owned after | no price filed | 2025-03-31 | |
| 2024-01-02 holding as of filing | Onex Partners Holdings LLC | Onex OP V Holdings SARL 10% Owner | 10% Owner | 3 | Series A Convertible Participating Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2024-01-02 | ||
| 2020-08-13 | SCHWARTZ GERALD W | New PCo II Investments, Ltd. | Onex Partners Canadian GP Inc. | Onex Partners V GP Ltd | ONEX CORP | 1597257 Ontario Inc. | OPV Gem Aggregator LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Participating Preferred Stock Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,660,587 69,718,919 owned after | $5.60 | 2020-08-17 | |
| 2020-08-13 | Onex Advisor Subco LLC | Onex American Holdings GP LLC | Onex Advisor Subco III LLC | Onex US Principals LP | Onex American Holdings II LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Participating Preferred Stock Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,660,587 69,718,919 owned after | $5.60 | 2020-08-17 | |
| 2020-07-09 holding as of filing | OPV Gem Aggregator LP | Onex Partners Canadian GP Inc. | Onex Partners V GP Ltd 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Participating Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-07-09 | ||
| 2020-06-29 | New PCo II Investments, Ltd. | Onex US Principals LP | 1597257 Ontario Inc. | Onex Advisor Subco LLC | SCHWARTZ GERALD W | Onex American Holdings II LLC | ONEX CORP | Onex Advisor Subco III LLC | Onex American Holdings GP LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Participating Preferred Stock Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,058,332 47,058,332 owned after | $5.60 | 2020-07-06 |