ELEVATE CREDIT, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 74 rows, 74 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-04-10: Reporting owner SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2017-04-10: Reporting owner SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2017-04-10: Reporting owner SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2017-04-10: Reporting owner SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-04-10 | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Fund III, L.P. | C Conversion of derivative security | −1,587,132 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Fund III, L.P. | C Conversion of derivative security | −469,955 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital IX, L.P. | C Conversion of derivative security | −279,533 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital IX, L.P. | C Conversion of derivative security | −82,771 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Fund, L.P. | C Conversion of derivative security | −256,234 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Fund, L.P. | C Conversion of derivative security | −75,872 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Growth III Principals Fund, LLC | C Conversion of derivative security | −77,725 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Growth III Principals Fund | C Conversion of derivative security | −23,015 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Partners, L.P. | C Conversion of derivative security | −34,940 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Partners, L.P. | C Conversion of derivative security | −10,346 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Partners III, L.P. | C Conversion of derivative security | −17,496 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Partners III, L.P. | C Conversion of derivative security | −5,181 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P. | C Conversion of derivative security | −11,646 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P. | C Conversion of derivative security | −3,448 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL GROWTH PARTNERS III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Fund III, L.P. | C Conversion of derivative security | −1,587,132 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL GROWTH PARTNERS III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Fund III, L.P. | C Conversion of derivative security | −469,955 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL GROWTH PARTNERS III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital IX, L.P. | C Conversion of derivative security | −279,533 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL GROWTH PARTNERS III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital IX, L.P. | C Conversion of derivative security | −82,771 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL GROWTH PARTNERS III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Fund, L.P. | C Conversion of derivative security | −256,234 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL GROWTH PARTNERS III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Fund, L.P. | C Conversion of derivative security | −75,872 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL GROWTH PARTNERS III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Growth III Principals Fund, LLC | C Conversion of derivative security | −77,725 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL GROWTH PARTNERS III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Growth III Principals Fund | C Conversion of derivative security | −23,015 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL GROWTH PARTNERS III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Partners, L.P. | C Conversion of derivative security | −34,940 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL GROWTH PARTNERS III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Partners, L.P. | C Conversion of derivative security | −10,346 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL GROWTH PARTNERS III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Partners III, L.P. | C Conversion of derivative security | −17,496 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL GROWTH PARTNERS III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Partners III, L.P. | C Conversion of derivative security | −5,181 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL GROWTH PARTNERS III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P. | C Conversion of derivative security | −11,646 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL GROWTH PARTNERS III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P. | C Conversion of derivative security | −3,448 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | Linda & Mike Stinson Irrevocable Asset Trust | Stinson Linda 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −36,631 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | Dean John C Director | 4 | Series A Preferred Stock Derivative · Indirect · By Startup Capital Ventures, L.P. | C Conversion of derivative security | −32,352 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | 7HBF Management Co., Ltd. | 7HBF No. 2, Ltd. 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −24,420 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | Rees Kenneth E. Director, Officer (Chief Executive Officer) | 4 | Series A Preferred Stock Derivative · Indirect · By Kenneth Earl Rees Family Investments, Ltd. | C Conversion of derivative security | −47,125 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | Rees Kenneth E. Director, Officer (Chief Executive Officer) | 4 | Series A Preferred Stock Derivative · Indirect · By Jeanne Margaret Gulner Family Investments, Ltd. | C Conversion of derivative security | −47,124 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | DREW JOHN | Rosenberg John C. | TCV V LP | TCV Member Fund, L.P. | HOAG JAY C | KIMBALL RICK | REYNOLDS JON Q JR | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | | | | | | | | 4 | Series A Preferred Stock Derivative · Indirect · TCV V, L.P. | C Conversion of derivative security | −368,215 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | DREW JOHN | Rosenberg John C. | TCV V LP | TCV Member Fund, L.P. | HOAG JAY C | KIMBALL RICK | REYNOLDS JON Q JR | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | | | | | | | | 4 | Series A Preferred Stock Derivative · Indirect · TCV Member Fund, L.P. | C Conversion of derivative security | −7,078 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | DREW JOHN | Rosenberg John C. | TCV V LP | TCV Member Fund, L.P. | HOAG JAY C | KIMBALL RICK | REYNOLDS JON Q JR | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | | | | | | | | 4 | Series B Preferred Stock Derivative · Indirect · TCV V, L.P. | C Conversion of derivative security | −1,972,415 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-10 | DREW JOHN | Rosenberg John C. | TCV V LP | TCV Member Fund, L.P. | HOAG JAY C | KIMBALL RICK | REYNOLDS JON Q JR | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | | | | | | | | 4 | Series B Preferred Stock Derivative · Indirect · TCV Member Fund, L.P. | C Conversion of derivative security | −39,348 0 owned after | $0.00 | 2017-04-12 | |
| 2017-04-06 holding as of filing | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Fund III, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital IX, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Fund, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Capital Growth III Principals Fund, LLC | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Partners, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Partners III, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Fund III, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital IX, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Fund, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Capital Growth III Principals Fund, LLC | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Partners, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Partners III, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SC IX.I MANAGEMENT, LLC | SCFF MANAGEMENT LLC 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Fund III, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital IX, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Fund, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Capital Growth III Principals Fund, LLC | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Partners, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Partners III, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Fund III, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital IX, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Fund, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Capital Growth III Principals Fund, LLC | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Franchise Partners, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Growth Partners III, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH PARTNERS III | MORITZ MICHAEL J | LEONE DOUGLAS M | SEQUOIA CAPITAL FRANCHISE PARTNERS LP | SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND | SEQUOIA CAPITAL IX | SEQUOIA CAPITAL FRANCHISE FUND LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Sequoia Capital Entrepreneurs Annex Fund, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | 7HBF Management Co., Ltd. | 7HBF No. 2, Ltd. 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | Stinson Linda | Linda & Mike Stinson Irrevocable Asset Trust 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | TCV Member Fund, L.P. | DREW JOHN | TCV V LP | Rosenberg John C. | KIMBALL RICK | REYNOLDS JON Q JR | HOAG JAY C | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | | | Director | | | | | 3 | Series A Preferred Stock Derivative · Indirect · TCV V, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | TCV Member Fund, L.P. | DREW JOHN | TCV V LP | Rosenberg John C. | KIMBALL RICK | REYNOLDS JON Q JR | HOAG JAY C | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | | | Director | | | | | 3 | Series A Preferred Stock Derivative · Indirect · TCV Member Fund, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | TCV Member Fund, L.P. | DREW JOHN | TCV V LP | Rosenberg John C. | KIMBALL RICK | REYNOLDS JON Q JR | HOAG JAY C | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | | | Director | | | | | 3 | Series B Preferred Stock Derivative · Indirect · TCV V, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | TCV Member Fund, L.P. | DREW JOHN | TCV V LP | Rosenberg John C. | KIMBALL RICK | REYNOLDS JON Q JR | HOAG JAY C | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | | | Director | | | | | 3 | Series B Preferred Stock Derivative · Indirect · TCV Member Fund, L.P. | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | Dean John C Director | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | Rees Kenneth E. Director, Officer (Chief Executive Officer) | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-04-06 | ||
| 2017-04-06 holding as of filing | Rees Kenneth E. Director, Officer (Chief Executive Officer) | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-04-06 |