ELECTRONICS FOR IMAGING INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-09-19: Reporting owner GASSEE JEAN LOUIS F; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-04-19: Reporting owner CUTTS JOSEPH; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-04-18: Reporting owner CUTTS JOSEPH; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-04-18: Reporting owner CUTTS JOSEPH; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-09-19 | GASSEE JEAN LOUIS F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 14,167 owned after | $21.50 exercise price | 2006-09-21 | |
| 2006-04-19 | CUTTS JOSEPH Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,175 21,750 owned after | $19.45 | 2006-04-20 | |
| 2006-04-18 | CUTTS JOSEPH Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,525 23,925 owned after | $19.45 | 2006-04-20 | |
| 2006-04-18 | CUTTS JOSEPH Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,821 70,000 owned after | $17.00 | 2006-04-20 | |
| 2006-04-10 holding as of filing | Ritchie John Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $19.45 exercise price | 2006-04-10 | ||
| 2006-04-10 holding as of filing | Ritchie John Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $16.42 exercise price | 2006-04-10 | ||
| 2006-03-29 | CUTTS JOSEPH Officer (Chief Operating Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,779 85,821 owned after | $17.00 | 2006-04-06 | |
| 2006-03-15 | COGAN GILL Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $26.90 exercise price | 2006-03-17 | |
| 2006-03-15 | PAISLEY CHRISTOPHER B Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $26.90 exercise price | 2006-03-17 | |
| 2006-03-15 | UNTERBERG THOMAS I Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $26.90 exercise price | 2006-03-17 | |
| 2006-03-15 | GREENE JAMES S Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $26.90 exercise price | 2006-03-17 | |
| 2006-03-15 | GASSEE JEAN LOUIS F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $26.90 exercise price | 2006-03-17 | |
| 2006-03-15 | MAYDAN DAN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $26.90 exercise price | 2006-03-17 | |
| 2006-03-15 | GECHT GUY Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,333 108,333 owned after | $26.90 exercise price | 2006-03-17 | |
| 2006-03-15 | ROSENZWEIG FRED Director, Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,333 83,333 owned after | $26.90 exercise price | 2006-03-17 | |
| 2006-03-15 | CUTTS JOSEPH Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $26.90 exercise price | 2006-03-17 | |
| 2006-02-06 | MAYDAN DAN Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,066 2,934 owned after | $26.59 | 2006-02-07 | |
| 2006-02-01 | CUTTS JOSEPH Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,400 89,600 owned after | $17.00 | 2006-02-02 | |
| 2006-01-05 | CUTTS JOSEPH Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,550 30,450 owned after | $19.45 | 2006-01-06 | |
| 2006-01-05 | CUTTS JOSEPH Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $13.75 | 2006-01-06 | |
| 2006-01-05 | CUTTS JOSEPH Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $17.50 | 2006-01-06 |