EDGEWAVE, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

2011-12-05: Reporting owner BAUMEL WILLIAM R; Form 4; Security 3% Convertible Note due 2014; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
2011-12-05: Reporting owner BAUMEL WILLIAM R; Form 4; Security 7.0% Secured Subordinated Convertible Note due 2015; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
2010-09-20: Reporting owner BAUMEL WILLIAM R; Form 4; Security 3% Convertible Note due 2014; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
2010-08-02: Reporting owner BAUMEL WILLIAM R; Form 4; Security 3% Convertible Note due 2014; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).

All rows

Transaction date	Reporting owner	Form	Security	Transaction	Shares	Price	Filing
2011-12-05	BAUMEL WILLIAM R Director	4	3% Convertible Note due 2014 Derivative · Indirect · See footnote	D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)	−961,284 0 owned after	$1,100,025.00	2011-12-07
2011-12-05	BAUMEL WILLIAM R Director	4	7.0% Secured Subordinated Convertible Note due 2015 Derivative · Indirect · See footnote	A Grant, award or other acquisition pursuant to Rule 16b-3(d)	+2,428,571 2,428,571 owned after	$1,700,000.00	2011-12-07
2010-09-20	BAUMEL WILLIAM R Director	4	3% Convertible Note due 2014 Derivative · Indirect · See footnote	A Grant, award or other acquisition pursuant to Rule 16b-3(d)	+58,513 58,513 owned after	$64,364.00	2010-09-22
2010-08-02	BAUMEL WILLIAM R Director	4	3% Convertible Note due 2014 Derivative · Indirect · See footnote (2)	A Grant, award or other acquisition pursuant to Rule 16b-3(d)	+902,772 902,772 owned after	$993,050.00	2010-08-03