ECOSPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 57 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-13: Reporting owner Brisben William; Form 4; Security Common Stock Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-06-03: Reporting owner Brisben William; Form 4; Security Common Stock Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-05-04: Reporting owner Brisben William; Form 4; Security Common Stock Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-08-28: Reporting owner Brisben William; Form 4; Security Common Stock Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-13 | Brisben William 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · By LLC | P Open market or private purchase of non-derivative or derivative security | $0.05 exercise price | 2016-09-14 | ||
| 2016-06-03 | Brisben William 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +4,347,826 0 owned after | $0.05 exercise price | 2016-06-07 | |
| 2016-05-04 | Brisben William 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · By LLC | P Open market or private purchase of non-derivative or derivative security | $0.12 exercise price | 2016-05-06 | ||
| 2015-08-28 | Brisben William 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · By LLC | P Open market or private purchase of non-derivative or derivative security | $0.12 exercise price | 2015-09-01 | ||
| 2015-06-19 | Brisben William 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · By LLC | P Open market or private purchase of non-derivative or derivative security | $0.12 exercise price | 2015-06-23 | ||
| 2015-05-08 | Brisben William 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · By LLC | P Open market or private purchase of non-derivative or derivative security | $0.12 exercise price | 2015-05-12 | ||
| 2015-03-20 | Brisben William 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · By LLC | P Open market or private purchase of non-derivative or derivative security | $0.12 exercise price | 2015-03-24 | ||
| 2015-02-10 | Brisben William 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · By LLC | P Open market or private purchase of non-derivative or derivative security | +4,347,826 4,347,826 owned after | $0.12 exercise price | 2015-02-11 |