ECOSCIENCES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-04: Reporting owner Falitz Joel; Form 4; Security Series D Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-04-20: Reporting owner Falitz Joel; Form 4; Security Series C Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2014-06-09: Reporting owner WHITEHOUSE DOROTHY AMELIA; Form 4; Security Series A Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-06-09: Reporting owner WHITEHOUSE EDWARD JOSEPH; Form 4; Security Series A Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-04 | Falitz Joel Director, Officer (CEO, Pres., Sec'y & Treas.), 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2015-09-21 | |
| 2015-04-20 | Falitz Joel Director, Officer (CEO, Pres., Sec'y & Treas.), 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,700,000 4,700,000 owned after | $0.00 | 2015-09-21 | |
| 2014-06-09 | WHITEHOUSE DOROTHY AMELIA Other (Former Officer and Director) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By spouse | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 1,668,630 owned after | $0.00 | 2014-09-12 | |
| 2014-06-09 | WHITEHOUSE EDWARD JOSEPH Other (Former Officer and Director) | 4 | Series A Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 1,668,630 owned after | $0.00 | 2014-09-12 | |
| 2014-05-20 | WHITEHOUSE DOROTHY AMELIA Other (Former Officer and Director) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By spouse | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 1,768,630 owned after | $0.00 | 2014-09-12 | |
| 2014-05-20 | WHITEHOUSE EDWARD JOSEPH Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 1,768,630 owned after | $0.00 | 2014-05-21 | |
| 2014-05-12 | WHITEHOUSE DOROTHY AMELIA Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.00 | 2014-05-15 | |
| 2014-05-12 | WHITEHOUSE DOROTHY AMELIA Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Spouse | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −131,370 1,868,630 owned after | $0.00 | 2014-05-15 | |
| 2014-05-12 | WHITEHOUSE EDWARD JOSEPH Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.00 | 2014-05-14 | |
| 2014-05-12 | WHITEHOUSE EDWARD JOSEPH Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −131,370 1,868,630 owned after | $0.00 | 2014-05-14 |