Eco-Stim Energy Solutions, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-06-09: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Convertible Debt Securities; Date of first sale 2014-05-29; Total offering amount $29,999,998.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-06-09 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired; Convertible Debt Securities | 2014-05-29 | $29,999,998 | $11,863,885 | $18,136,113 | 1 |