Echo Therapeutics, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2009-12-03: Form 8-K; Period of report 2009-11-30; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2009-11-18: Form 8-K; Period of report 2009-11-13; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events; Details 1.01.
- 2009-07-10: Form 8-K; Period of report 2009-07-07; Description 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Details 1.01.
- 2009-07-06: Form 8-K; Period of report 2009-06-29; Description 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2009-12-03 | 8-K | 2009-11-30 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 is incorporated by reference into this Item 2.03. 3.02 The information set forth under Item 1.01 is incorporated by reference into this Item 3.02. | w76517e8vk.htm |
| 2009-11-18 | 8-K | 2009-11-13 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 is incorporated by reference into this Item 2.03. 3.02 The information set forth under Item 1.01 is incorporated by reference into this Item 3.02. 8.01 On November 13, 2009, the Company issued a press release announcing the execution of the Purchase Agreement described in Item 1.01 above. | w76386e8vk.htm |
| 2009-07-10 | 8-K | 2009-07-07 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 Entry into a Material Definitive Agreement. 3.02 The information set forth under Item 1.01 is incorporated by reference into this Item 3.02. 5.03 The information set forth under Item 1.01 is incorporated by reference into this Item 5.03. | w74782e8vk.htm |
| 2009-07-06 | 8-K | 2009-06-29 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 Entry into a Material Definitive Agreement. 3.02 The information set forth under Item 1.01 is incorporated by reference into this Item 3.02. 5.03 The information set forth under Item 1.01 is incorporated by reference into this Item 5.03. | w74735e8vk.htm |
| 2009-06-19 | 8-K | 2009-06-15 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 Entry into a Material Definitive Agreement. 1.02 As discussed in Item 5.02 below, Mr. Singh has resigned from his position of President of the Company effective as of June 19, 2009. 5.02 On June 15, 2009, the Compensation Committee of the Board of Directors of the Company granted restricted shares of the Company’s common stock to certain named executive officers of the Company (the “Restricted Share Grant”) pursuant to Restricted Stock Agreements under the Company’s 2008 Equity Incentive Plan. | w74542e8vk.htm |
| 2009-06-05 | 8-K | 2009-06-01 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 is incorporated by reference into this Item 2.03. 2.04 Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement. 8.01 On June 2, 2009, the Company paid each of the following four Original Issue Discount Senior Secured Notes (collectively, the “Notes”) issued by the Company to Imperium Master Fund, Ltd. (“Imperium”) pursuant to a Securities Purchase and Loan Agreement between the Company and Imperium dated as of March 24, 2008 (as amended, the “Loan Agreement”): Note 1 was issued on March 24, 2008 with a maturity date of March 24, 2009, which maturity date was subsequently extended to May 31, 2009 (“Note 1”); Note 2 was issued on April 24, 2008 with a maturity date of April 24, 2009, which maturity date was subsequently extended to May 31, 2009 (“Note 2”); Note 3 was issued on June 2, 2008 with a maturity date of June 2, 2009; and Note 4 was issued on June 24, 2008 with a maturity date of June 24, 2009 (“Note 4” and collectively with Note 1, Note 2 and Note 3, the “Notes”). | w74393e8vk.htm |
| 2009-05-29 | 8-K | 2009-05-27 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | w74314e8vk.htm |
| 2009-04-30 | 8-K | 2009-04-28 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 is incorporated by reference into this Item 2.03. 3.02 The information set forth under Item 1.01 is incorporated by reference into this Item 3.02. | w73818e8vk.htm |
| 2009-04-24 | 8-K | 2009-04-23 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | w73736e8vk.htm |
| 2009-04-14 | 8-K | 2009-04-08 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 is incorporated by reference into this Item 2.03. 3.02 The information set forth under Item 1.01 is incorporated by reference into this Item 3.02. 5.03 The information set forth under Item 1.01 is incorporated by reference into this Item 5.03. | w73582e8vk.htm |
| 2009-03-24 | 8-K | 2009-03-23 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | w73332e8vk.htm |
| 2009-02-26 | 8-K | 2009-02-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On February 20, 2009, the Compensation Committee of the Board of Directors of the Company approved a reduction of the exercise price of options to purchase an aggregate of 1,300,000 shares of the Company’s common stock to $0.55 per share (the “Repricing”). | w72961e8vk.htm |
| 2009-02-05 | 8-K | 2009-01-30 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | w72584e8vk.htm |