Echo Therapeutics, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-02-08: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-01-29; Total offering amount $6,000,000.
- 2013-12-19: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-12-10; Total offering amount $10,000,000.
- 2011-02-15: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2011-02-08; Total offering amount $3,506,000.
- 2011-02-15: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2010-11-04; Total offering amount $3,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-02-08 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2016-01-29 | $6,000,000 | $1,787,000 | $4,213,000 | 15 |
| 2013-12-19 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-12-10 | $10,000,000 | $10,000,000 | $0 | 4 |
| 2011-02-15 | Rule 506 | Equity; OptionToAcquire | 2011-02-08 | $3,506,000 | $3,506,000 | $0 | 3 |
| 2011-02-15 D/A | Rule 506 | Equity; OptionToAcquire | 2010-11-04 | $3,000,000 | $2,896,500 | $103,500 | 46 |
| 2010-11-05 | Rule 506 | Equity; OptionToAcquire | Yet to occur | $3,000,000 | $0 | $3,000,000 | 0 |
| 2010-10-21 | Rule 506 | Equity; OptionToAcquire | 2010-02-09 | $5,000,000 | $2,455,126 | $2,544,874 | 38 |
| 2009-12-07 | Rule 506 | Equity; OptionToAcquire | 2009-12-03 | $562,500 | $562,500 | $0 | 9 |
| 2009-11-20 | Rule 506 | Equity; OptionToAcquire | 2009-11-13 | $3,600,000 | $3,011,320 | $588,680 | 8 |