EAU TECHNOLOGIES, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-05-09: Reporting owner Water Science, LLC; Form 4; Security Warrant / Right to Buy / Obligation to Buy; Transaction S Open market or private sale of non-derivative or derivative security.
- 2007-05-09: Reporting owner Ullrich Peter; Form 4; Security Warrant / Right to Buy / Obligation to Buy; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-05-09 | Water Science, LLC 10% Owner | 4 | Warrant / Right to Buy / Obligation to Buy Derivative · Direct | S Open market or private sale of non-derivative or derivative security | +3,230,769 3,230,769 owned after | $1.30 exercise price | 2007-05-16 | |
| 2007-05-09 | Ullrich Peter Director, 10% Owner | 4 | Warrant / Right to Buy / Obligation to Buy Derivative · Indirect · By Water Science, LLC | S Open market or private sale of non-derivative or derivative security | +3,230,769 3,230,769 owned after | $1.30 exercise price | 2007-05-16 |