Eagle Pharmaceuticals, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows, 50 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-02-18: Reporting owner SCHREIBER ALAIN; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2014-02-18: Reporting owner SCHREIBER ALAIN; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2014-02-18: Reporting owner SCHREIBER ALAIN; Form 4; Security Series B-1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2014-02-18: Reporting owner SCHREIBER ALAIN; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-02-18 | SCHREIBER ALAIN Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | C Conversion of derivative security | −1,927,986 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | SCHREIBER ALAIN Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | C Conversion of derivative security | −1,028,613 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | SCHREIBER ALAIN Director, 10% Owner | 4 | Series B-1 Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | C Conversion of derivative security | −850,520 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | SCHREIBER ALAIN Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | C Conversion of derivative security | −569,538 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | SCHREIBER ALAIN Director, 10% Owner | 4 | Series B-1 Convertible Preferred Stock Derivative · Indirect · By ProQuest Management LLC Plans | C Conversion of derivative security | −62,575 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | SCHREIBER ALAIN Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By ProQuest Management LLC Plans | C Conversion of derivative security | −9,359 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | Moorin Jay Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | C Conversion of derivative security | −1,927,986 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | Moorin Jay Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | C Conversion of derivative security | −1,028,613 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | Moorin Jay Director, 10% Owner | 4 | Series B-1 Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | C Conversion of derivative security | −850,520 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | Moorin Jay Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | C Conversion of derivative security | −569,538 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | Moorin Jay Director, 10% Owner | 4 | Series B-1 Convertible Preferred Stock Derivative · Indirect · By ProQuest Management LLC Plans | C Conversion of derivative security | −62,575 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | Moorin Jay Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By ProQuest Management LLC Plans | C Conversion of derivative security | −9,359 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | ProQuest Investments IV, L.P. | ProQuest Associates IV LLC | ProQuest Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | C Conversion of derivative security | −1,927,986 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | ProQuest Investments IV, L.P. | ProQuest Associates IV LLC | ProQuest Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | C Conversion of derivative security | −1,028,613 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | ProQuest Investments IV, L.P. | ProQuest Associates IV LLC | ProQuest Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | C Conversion of derivative security | −850,520 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | ProQuest Investments IV, L.P. | ProQuest Associates IV LLC | ProQuest Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | C Conversion of derivative security | −569,538 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | ProQuest Investments IV, L.P. | ProQuest Associates IV LLC | ProQuest Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Convertible Preferred Stock Derivative · Indirect · By ProQuest Management LLC Plans | C Conversion of derivative security | −62,575 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | ProQuest Investments IV, L.P. | ProQuest Associates IV LLC | ProQuest Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By ProQuest Management LLC Plans | C Conversion of derivative security | −9,359 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | FLAUM SANDER A Director | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −8,580 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | FLAUM SANDER A Director | 4 | Series B-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −8,572 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | FLAUM SANDER A Director | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,887 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | RATOFF STEVEN B Director | 4 | Series B-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −8,571 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | RATOFF STEVEN B Director | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,443 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | Tarriff Scott Director, Officer (President and CEO) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −171,109 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-18 | Tarriff Scott Director, Officer (President and CEO) | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −25,376 0 owned after | no price filed | 2014-02-20 | |
| 2014-02-11 holding as of filing | ProQuest Management LLC | ProQuest Associates IV LLC | ProQuest Investments IV, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | ProQuest Management LLC | ProQuest Associates IV LLC | ProQuest Investments IV, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | ProQuest Management LLC | ProQuest Associates IV LLC | ProQuest Investments IV, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | ProQuest Management LLC | ProQuest Associates IV LLC | ProQuest Investments IV, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | ProQuest Management LLC | ProQuest Associates IV LLC | ProQuest Investments IV, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Convertible Preferred Stock Derivative · Indirect · By ProQuest Management LLC Plans | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | ProQuest Management LLC | ProQuest Associates IV LLC | ProQuest Investments IV, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By ProQuest Management LLC Plans | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | SCHREIBER ALAIN Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By By ProQuest Investments IV, L.P. | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | SCHREIBER ALAIN Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | SCHREIBER ALAIN Director, 10% Owner | 3 | Series B-1 Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | SCHREIBER ALAIN Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By ProQuest Investments IV, L.P. | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | SCHREIBER ALAIN Director, 10% Owner | 3 | Series B-1 Convertible Preferred Stock Derivative · Indirect · By Project Management LLC Plans | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | SCHREIBER ALAIN Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Project Management LLC Plans | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | Tarriff Scott Director, Officer (President and CEO) | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | Tarriff Scott Director, Officer (President and CEO) | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | RATOFF STEVEN B Director | 3 | Series B-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | RATOFF STEVEN B Director | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | Moorin Jay Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | Moorin Jay Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | Moorin Jay Director, 10% Owner | 3 | Series B-1 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | Moorin Jay Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | Moorin Jay Director, 10% Owner | 3 | Series B-1 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | Moorin Jay Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | FLAUM SANDER A Director | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | FLAUM SANDER A Director | 3 | Series B-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-11 | ||
| 2014-02-11 holding as of filing | FLAUM SANDER A Director | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2014-02-11 |