Eagle Bulk Shipping Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 58 rows, 58 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-02-22: Reporting owner Vogel Gary; Form 4; Security Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-02-10: Reporting owner Vogel Gary; Form 4; Security Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-02-01: Reporting owner Vogel Gary; Form 4; Security Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-12-15: Reporting owner Director, Officer (Chief Executive Officer); Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-02-22 | Vogel Gary Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $38.92 exercise price | 2022-02-24 | |
| 2022-02-10 | Vogel Gary Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $38.92 exercise price | 2022-02-14 | |
| 2022-02-01 | Vogel Gary Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,928 20,000 owned after | $38.92 exercise price | 2022-02-03 | |
| 2021-12-15 | Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $29.96 exercise price | 2021-12-16 | |
| 2021-12-10 | Vogel Gary Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 40,000 owned after | $29.96 exercise price | 2021-12-14 | |
| 2021-12-06 | Vogel Gary Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 75,000 owned after | $29.96 exercise price | 2021-12-06 | |
| 2021-12-02 | Vogel Gary Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 100,000 owned after | $29.96 exercise price | 2021-12-06 | |
| 2021-11-11 | Vogel Gary Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,925 130,000 owned after | $29.96 exercise price | 2021-11-12 | |
| 2021-11-04 | De Costanzo Frank Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $29.96 exercise price | 2021-11-05 | |
| 2021-06-23 | Vogel Gary Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 165,925 owned after | $29.96 exercise price | 2021-06-24 | |
| 2017-03-14 | Vogel Gary Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +237,500 237,500 owned after | $5.56 exercise price | 2017-03-16 | |
| 2016-12-15 | Vogel Gary Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,250 0 owned after | $117.40 exercise price | 2016-12-16 | |
| 2016-12-15 | Vogel Gary Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,250 0 owned after | $260.00 exercise price | 2016-12-16 | |
| 2016-12-15 | Vogel Gary Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −1,266,476 1,266,476 owned after | $4.28 exercise price | 2016-12-16 | |
| 2016-11-07 | De Costanzo Frank Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 280,000 owned after | $4.28 exercise price | 2016-11-09 | |
| 2015-09-29 | Vogel Gary Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325,000 325,000 owned after | $5.87 exercise price | 2015-10-01 | |
| 2015-09-29 | Vogel Gary Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325,000 325,000 owned after | $13.00 exercise price | 2015-10-01 | |
| 2014-12-02 | Katzav Adir Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +137,500 137,500 owned after | $18.00 exercise price | 2014-12-04 | |
| 2014-12-02 | Katzav Adir Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165,000 165,000 owned after | $25.25 exercise price | 2014-12-04 | |
| 2014-12-02 | Zoullas Alexis P Officer (See Remarks) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $18.00 exercise price | 2014-12-04 | |
| 2014-12-02 | Zoullas Alexis P Officer (See Remarks) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 240,000 owned after | $25.25 exercise price | 2014-12-04 | |
| 2014-10-15 | ZOULLAS SOPHOCLES N Director, Officer (Chief Executive Officer) | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −56,250 0 owned after | $71.20 exercise price | 2014-10-17 | |
| 2014-10-15 | ZOULLAS SOPHOCLES N Director, Officer (Chief Executive Officer) | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000,000 0 owned after | $3.34 exercise price | 2014-10-17 | |
| 2014-10-15 | ZOULLAS SOPHOCLES N Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +675,676 675,676 owned after | $18.00 exercise price | 2014-10-17 | |
| 2014-10-15 | ZOULLAS SOPHOCLES N Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +810,811 810,811 owned after | $25.25 exercise price | 2014-10-17 | |
| 2014-10-15 | Katzav Adir Officer (Chief Financial Officer) | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −180,000 0 owned after | $3.34 exercise price | 2014-10-17 | |
| 2014-10-15 | Zoullas Alexis P Officer (See Remarks) | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −404,167 0 owned after | $3.34 exercise price | 2014-10-17 | |
| 2012-07-20 holding as of filing | Katzav Adir Officer (Chief Financial Officer) | 3 | Non-qualified Stock Option (right to purchase) Derivative · Direct | Holding | $3.34 exercise price | 2012-07-20 | ||
| 2012-06-26 | ZOULLAS SOPHOCLES N Director, Officer (Chief Executive Officer) | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $3.34 exercise price | 2012-06-28 | |
| 2012-06-26 | Zoullas Alexis P Director, Officer (See Remarks) | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $3.34 exercise price | 2012-06-28 | |
| 2011-02-02 | HILEY DAVID B Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.34 exercise price | 2011-03-28 | |
| 2011-02-02 | CIANCIOLO JOSEPH M Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.34 exercise price | 2011-03-25 | |
| 2011-02-02 | HAENSEL DOUGLAS Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.34 exercise price | 2011-03-25 | |
| 2011-02-02 | Tomasson Jon Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.34 exercise price | 2011-03-25 | |
| 2011-02-02 | WINMILL THOMAS BASSETT Director | 4 | Non-qualified Stock Option (right to purchas) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.34 exercise price | 2011-03-25 | |
| 2010-08-13 holding as of filing | WINMILL THOMAS BASSETT Director | 3/A | Non-Qualified Stock Option (Right to Purchase) Derivative · Direct | Holding | $4.59 exercise price | 2010-08-13 | ||
| 2010-05-25 holding as of filing | WINMILL THOMAS BASSETT Director | 3 | Non-Qualified Stock Option (Right to Purchase) Derivative · Direct | Holding | $4.92 exercise price | 2010-05-25 | ||
| 2010-03-08 | Tomasson Jon Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.91 exercise price | 2010-03-10 | |
| 2010-03-08 | HILEY DAVID B Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.91 exercise price | 2010-03-10 | |
| 2010-03-08 | HAENSEL DOUGLAS Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.91 exercise price | 2010-03-10 | |
| 2010-03-08 | CIANCIOLO JOSEPH M Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.91 exercise price | 2010-03-10 | |
| 2009-01-23 | WYLIE FORREST E Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,563 44,563 owned after | $5.00 exercise price | 2009-01-27 | |
| 2009-01-23 | Tomasson Jon Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,563 44,563 owned after | $5.00 exercise price | 2009-01-27 | |
| 2009-01-23 | HAENSEL DOUGLAS Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,563 44,563 owned after | $5.00 exercise price | 2009-01-27 | |
| 2009-01-23 | CIANCIOLO JOSEPH M Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,563 44,563 owned after | $5.00 exercise price | 2009-01-27 | |
| 2009-01-23 | HILEY DAVID B Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,563 44,563 owned after | $5.00 exercise price | 2009-01-27 | |
| 2007-05-30 holding as of filing | WYLIE FORREST E Director | 3 | Non-qualified Stock Option (right to purchase) Derivative · Direct | Holding | $22.08 exercise price | 2007-05-30 | ||
| 2007-05-23 | Tomasson Jon Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,667 16,667 owned after | $22.08 exercise price | 2007-05-24 | |
| 2007-05-23 | Zoullas Alexis P Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,667 16,667 owned after | $22.08 exercise price | 2007-05-24 | |
| 2007-01-12 | ZOULLAS SOPHOCLES N Director, Officer (Chief Executive Officer) | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $17.80 exercise price | 2007-01-17 | |
| 2007-01-12 | HILEY DAVID B Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $17.80 exercise price | 2007-01-17 | |
| 2007-01-12 | Haensel Douglas Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,334 3,334 owned after | $17.80 exercise price | 2007-01-17 | |
| 2007-01-12 | GINSBERG ALAN S Officer (Chief Financial Officer) | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $17.80 exercise price | 2007-01-17 | |
| 2007-01-12 | CIANCIOLO JOSEPH M Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $17.80 exercise price | 2007-01-17 | |
| 2006-03-17 | HILEY DAVID B Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,333 13,333 owned after | $13.23 exercise price | 2006-04-25 | |
| 2006-03-17 | CIANCIOLO JOSEPH M Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −16,667 16,667 owned after | $13.23 exercise price | 2006-04-19 | |
| 2006-03-17 | MITCHELL MICHAEL W Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,333 13,333 owned after | $13.23 exercise price | 2006-04-19 | |
| 2006-03-17 | Haensel Douglas Director | 4 | Non-qualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,333 13,333 owned after | $13.23 exercise price | 2006-04-19 |