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DZS INC. Form 8-K: Current report, 2013

DZS INC. Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2013-10-17: Form 8-K; Period of report 2013-10-17; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
  • 2013-10-01: Form 8-K; Period of report 2013-09-30; Description 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 2.03.
  • 2013-08-06: Form 8-K; Period of report 2013-08-06; Description 8.01 Other Events; Details 8.01.
  • 2013-07-17: Form 8-K; Period of report 2013-07-17; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
FiledFormPeriod of reportDescriptionDetailsDocument
2013-10-178-K2013-10-172.02 Results of Operations and Financial Condition2.02 On October 17, 2013, Zhone Technologies, Inc. issued a press release announcing its third quarter 2013 results.d614208d8k.htm
2013-10-018-K2013-09-302.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant2.03 On September 30, 2013, Zhone Technologies, Inc. (“Zhone”) and certain of its subsidiaries entered into that certain Second Amendment to Credit and Security Agreements (the “Second Amendment”) with Wells Fargo Bank, National Association (“WFB”), which amends (i) that certain Credit and Security Agreement, dated March 13, 2012, among Zhone, such subsidiaries and WFB, and (ii) that certain Credit and Security Agreement (Ex-Im Subfacility), dated March 13, 2012, among Zhone, such subsidiaries and WFB (collectively, as amended from time to time, the “WFB Facility”).d605552d8k.htm
2013-08-068-K2013-08-068.01 Other Events8.01 On August 6, 2013, Zhone Technologies, Inc. (the “Company”) received formal notice from The NASDAQ Stock Market LLC (“NASDAQ”) advising that the Company has regained compliance with NASDAQ's minimum bid price requirement, as set forth in NASDAQ Listing Rule 5550(a)(2), and that the Company otherwise satisfies all requirements for continued listing on The NASDAQ Capital Market.zhne-862013x8knasdaq.htm
2013-07-178-K2013-07-172.02 Results of Operations and Financial Condition2.02 On July 17, 2013, Zhone Technologies, Inc. issued a press release announcing its second quarter 2013 results.zhne-7172013x8k.htm
2013-06-198-K2013-06-183.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing3.01 On June 18, 2013, Zhone Technologies, Inc. (the “Company”) received a Staff Delisting Determination letter from the Listing Qualifications Staff (the “Staff”) of The Nasdaq Stock Market LLC (“NASDAQ”) notifying the Company that it had not regained compliance with the $1.00 minimum bid price requirement for continued listing on The NASDAQ Capital Market, as set forth in Listing Rule 5550(a)(2), and that, as a result, the Company’s securities would be subject to delisting unless the Company timely requests a hearing before the NASDAQ Listing Qualifications Panel (the “Panel”).d555892d8k.htm
2013-04-178-K2013-04-172.02 Results of Operations and Financial Condition2.02 On April 17, 2013, Zhone Technologies, Inc. issued a press release announcing its first quarter 2013 results.d521358d8k.htm
2013-01-238-K2013-01-232.02 Results of Operations and Financial Condition2.02 On January 23, 2013, Zhone Technologies, Inc. issued a press release announcing its fourth quarter 2012 results.d474336d8k.htm